We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUSA icon
3126
iShares ESG Optimized MSCI USA ETF
SUSA
$4.02B
$2.98K ﹤0.01%
+22
New +$2.87K
EBF icon
3127
Ennis
EBF
$549M
$2.98K ﹤0.01%
163
+106
+186% +$1.93K
JJSF icon
3128
J&J Snack Foods
JJSF
$1.44B
$2.98K ﹤0.01%
31
-1
-3% -$111
PCEF icon
3129
Invesco CEF Income Composite ETF
PCEF
$800M
$2.98K ﹤0.01%
149
– –
CIGI icon
3130
Colliers International
CIGI
$5.12B
$2.97K ﹤0.01%
19
– –
YMM icon
3131
Full Truck Alliance
YMM
$9.54B
$2.96K ﹤0.01%
228
+104
+84% +$1.29K
BGS icon
3132
B&G Foods
BGS
$287M
$2.96K ﹤0.01%
667
+433
+185% +$1.89K
NVEC icon
3133
NVE Corp
NVEC
$578M
$2.94K ﹤0.01%
45
+28
+165% +$1.9K
KEP icon
3134
Korea Electric Power
KEP
$15.7B
$2.92K ﹤0.01%
224
+38
+20% +$518
BL icon
3135
BlackLine
BL
$1.74B
$2.92K ﹤0.01%
55
-14
-20% -$756
FSM icon
3136
Fortuna Silver Mines
FSM
$2.6B
$2.92K ﹤0.01%
326
– –
NWN icon
3137
Northwest Natural Holdings
NWN
$2.16B
$2.92K ﹤0.01%
65
-2
-3% -$83
URNJ icon
3138
Sprott Junior Uranium Miners ETF
URNJ
$322M
$2.92K ﹤0.01%
+100
New +$2.32K
GRAL
3139
GRAIL Inc
GRAL
$2.93B
$2.9K ﹤0.01%
49
– –
XJAN icon
3140
FT Vest US Equity Enhance & Moderate Buffer ETF January
XJAN
$41.3M
$2.88K ﹤0.01%
80
– –
ARCB icon
3141
ArcBest
ARCB
$3.37B
$2.87K ﹤0.01%
41
– –
HPE.PRC
3142
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
$3.77B
$2.85K ﹤0.01%
+42
New +$2.64K
IGHG icon
3143
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$2.84K ﹤0.01%
36
-1,245
-97% -$97.9K
JAKK icon
3144
Jakks Pacific
JAKK
$290M
$2.81K ﹤0.01%
+150
New +$2.76K
EVO icon
3145
Evotec
EVO
$693M
$2.81K ﹤0.01%
773
+20
+3% +$76
TGNA
3146
DELISTED
TEGNA Inc
TGNA
$2.81K ﹤0.01%
138
– –
XJH icon
3147
iShares ESG Screened S&P Mid-Cap ETF
XJH
$424M
$2.81K ﹤0.01%
64
– –
UG icon
3148
United-Guardian
UG
$37M
$2.78K ﹤0.01%
354
+235
+197% +$1.93K
XSW icon
3149
State Street SPDR S&P Software & Services ETF
XSW
$419M
$2.77K ﹤0.01%
14
-96
-87% -$18.3K
PARR icon
3150
Par Pacific Holdings
PARR
$3.85B
$2.76K ﹤0.01%
78
– –
124 125
126
127 128

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.