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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAG icon
3101
Penske Automotive Group
PAG
$14.3B
$3.22K ﹤0.01%
19
+13
+217% +$2.32K
RELY icon
3102
Remitly
RELY
$4.74B
$3.21K ﹤0.01%
197
– –
COWS icon
3103
Amplify Cash Flow Dividend Leaders ETF
COWS
$39M
$3.19K ﹤0.01%
100
– –
WK icon
3104
Workiva
WK
$2.94B
$3.19K ﹤0.01%
37
– –
OBK icon
3105
Origin Bancorp
OBK
$1.66B
$3.18K ﹤0.01%
92
+14
+18% +$518
DOL icon
3106
WisdomTree True Developed International Fund
DOL
$813M
$3.17K ﹤0.01%
+51
New +$3.11K
CDP icon
3107
COPT Defense Properties
CDP
$4.31B
$3.17K ﹤0.01%
109
– –
TLTW icon
3108
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF
TLTW
$1.86B
$3.16K ﹤0.01%
135
– –
AGNT
3109
AGNT Inc
AGNT
$665M
$3.15K ﹤0.01%
296
+52
+21% +$550
PKE icon
3110
Park Aerospace
PKE
$745M
$3.15K ﹤0.01%
155
+66
+74% +$1.2K
BBCA icon
3111
JPMorgan BetaBuilders Canada ETF
BBCA
$10.7B
$3.14K ﹤0.01%
36
+19
+112% +$1.58K
KSS icon
3112
Kohl's
KSS
$2.03B
$3.13K ﹤0.01%
204
+37
+22% +$493
CXW icon
3113
CoreCivic
CXW
$3.1B
$3.13K ﹤0.01%
154
– –
FGM icon
3114
First Trust Germany AlphaDEX Fund
FGM
$96.1M
$3.12K ﹤0.01%
+53
New +$3.03K
CVSA
3115
Covista Inc
CVSA
$3.94B
$3.09K ﹤0.01%
20
– –
WLK icon
3116
Westlake Corp
WLK
$9.46B
$3.08K ﹤0.01%
40
+17
+74% +$1.42K
ROIV icon
3117
Roivant Sciences
ROIV
$25.2B
$3.07K ﹤0.01%
203
– –
FIBK icon
3118
First Interstate BancSystem
FIBK
$3.7B
$3.06K ﹤0.01%
96
+80
+500% +$2.49K
ALX
3119
Alexander's
ALX
$1.4B
$3.05K ﹤0.01%
13
+7
+117% +$1.65K
BULLW
3120
Webull Corp Warrants
BULLW
$89.7M
$3.04K ﹤0.01%
500
– –
ALGM icon
3121
Allegro MicroSystems
ALGM
$8.58B
$3.04K ﹤0.01%
104
-228
-69% -$7.37K
NUS icon
3122
Nu Skin
NUS
$247M
$3.01K ﹤0.01%
247
-94
-28% -$987
UPWK icon
3123
Upwork
UPWK
$1.09B
$3.01K ﹤0.01%
162
– –
KRYS icon
3124
Krystal Biotech
KRYS
$9.88B
$3K ﹤0.01%
17
+7
+70% +$1.05K
LASR icon
3125
nLIGHT
LASR
$3.95B
$2.99K ﹤0.01%
101
-106
-51% -$2.63K
123 124
125
126 127

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.