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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPD icon
3076
Rapid7
RPD
$635M
– –
-105
Closed -$1.97K
RPM icon
3077
RPM International
RPM
$13.8B
– –
-680
Closed -$80.2K
RPV icon
3078
Invesco S&P 500 Pure Value ETF
RPV
$1.65B
– –
-405
Closed -$40.2K
RQI icon
3079
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
– –
-2,565
Closed -$32K
RR icon
3080
Richtech Robotics
RR
$358M
– –
-1,129
Closed -$4.84K
RRC icon
3081
Range Resources
RRC
$9.02B
– –
-1,960
Closed -$73.8K
RRR icon
3082
Red Rock Resorts
RRR
$3.8B
– –
-7
Closed -$427
RRX icon
3083
Regal Rexnord
RRX
$14.4B
– –
-449
Closed -$64.4K
WELD
3084
Tema U.S. Manufacturing & Reshoring ETF
WELD
$298M
– –
-300
Closed -$12.9K
RSPG icon
3085
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$561M
– –
-193
Closed -$15.4K
RSPF icon
3086
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$304M
– –
-1,896
Closed -$147K
RSPM icon
3087
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$185M
– –
-1,538
Closed -$50.4K
RSPR icon
3088
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$106M
– –
-5,589
Closed -$198K
RSPU icon
3089
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$557M
– –
-896
Closed -$68.7K
RSST icon
3090
Return Stacked US Stocks & Managed Futures ETF
RSST
$486M
– –
-6
Closed -$159
RUM icon
3091
RUM Group Inc
RUM
$1.63B
– –
-8,398
Closed -$60.8K
RTH icon
3092
VanEck Retail ETF
RTH
$247M
– –
-150
Closed -$37.6K
RUN icon
3093
Sunrun
RUN
$2.41B
– –
-67
Closed -$1.16K
RUNN icon
3094
Strategic Trust Running Oak Efficient Growth ETF
RUNN
$391M
– –
-285
Closed -$9.77K
RUSHA icon
3095
Rush Enterprises Class A
RUSHA
$6.07B
– –
-82
Closed -$4.38K
RVNU icon
3096
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
$143M
– –
-151
Closed -$3.73K
RVTY icon
3097
Revvity
RVTY
$12.2B
– –
-698
Closed -$61.1K
RVT icon
3098
Royce Value Trust
RVT
$2.21B
– –
-3,489
Closed -$56.3K
RWK icon
3099
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.31B
– –
-325
Closed -$40.6K
RWO icon
3100
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.33B
– –
-16
Closed -$732
122 123
124
125 126

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.