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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFF icon
3076
Village Farms International
VFF
$239M
$3.44K ﹤0.01%
1,100
– –
KBWB icon
3077
Invesco KBW Bank ETF
KBWB
$6.9B
$3.44K ﹤0.01%
+44
New +$3.32K
OLN icon
3078
Olin
OLN
$2.53B
$3.42K ﹤0.01%
137
+2
+1% +$44
VAL icon
3079
Valaris
VAL
$5.4B
$3.41K ﹤0.01%
70
+41
+141% +$2K
VVV icon
3080
Valvoline
VVV
$5.06B
$3.41K ﹤0.01%
95
-47
-33% -$1.79K
BMED icon
3081
BlackRock Future Health ETF
BMED
$11.1M
$3.4K ﹤0.01%
127
– –
ENPH icon
3082
Enphase Energy
ENPH
$4.83B
$3.4K ﹤0.01%
96
-157
-62% -$5.83K
ESPO icon
3083
VanEck Video Gaming and eSports ETF
ESPO
$238M
$3.39K ﹤0.01%
+28
New +$3.17K
SDRL icon
3084
Seadrill
SDRL
$2.74B
$3.38K ﹤0.01%
112
– –
ALKS icon
3085
Alkermes
ALKS
$8.8B
$3.36K ﹤0.01%
112
+100
+833% +$2.82K
PSK icon
3086
State Street SPDR ICE Preferred Securities ETF
PSK
$690M
$3.34K ﹤0.01%
101
+45
+80% +$1.47K
VMEO
3087
DELISTED
Vimeo
VMEO
$3.34K ﹤0.01%
431
– –
ADT icon
3088
ADT
ADT
$5.26B
$3.34K ﹤0.01%
383
+342
+834% +$2.93K
CRNX icon
3089
Crinetics Pharmaceuticals
CRNX
$8.88B
$3.33K ﹤0.01%
80
– –
VEON icon
3090
VEON
VEON
$3.56B
$3.32K ﹤0.01%
61
+51
+510% +$2.73K
POLA icon
3091
Polar Power
POLA
$5.42M
$3.31K ﹤0.01%
1,000
– –
ANIX icon
3092
Anixa Biosciences
ANIX
$119M
$3.3K ﹤0.01%
1,000
– –
CURB
3093
Curbline Properties
CURB
$3.63B
$3.3K ﹤0.01%
148
+20
+16% +$451
HAYW icon
3094
Hayward Holdings
HAYW
$3.17B
$3.3K ﹤0.01%
218
– –
FGNX
3095
FG Nexus Inc
FGNX
$37.3M
$3.29K ﹤0.01%
+120
New +$9.72K
ECHO
3096
EchoStar
ECHO
$25B
$3.28K ﹤0.01%
+43
New +$1.95K
AZZ icon
3097
AZZ Inc
AZZ
$4.45B
$3.27K ﹤0.01%
30
+21
+233% +$2.33K
SBR
3098
Sabine Royalty Trust
SBR
$1.06B
$3.26K ﹤0.01%
41
+24
+141% +$1.71K
HLMN icon
3099
Hillman Solutions
HLMN
$1.59B
$3.23K ﹤0.01%
352
– –
MQY icon
3100
BlackRock MuniYield Quality Fund
MQY
$809M
$3.23K ﹤0.01%
277
– –
122 123
124
125 126

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.