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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIG icon
3051
Transocean
RIG
$5.8B
– –
-771
Closed -$2.41K
RIGS icon
3052
ALPS Strategic Income Fund
RIGS
$60.4M
– –
-362
Closed -$8.43K
RILY icon
3053
BRC Group Holdings
RILY
$273M
– –
-108
Closed -$645
RING icon
3054
iShares MSCI Global Gold Miners ETF
RING
$2.29B
– –
-225
Closed -$14.6K
RIOT icon
3055
Riot Platforms
RIOT
$8.14B
– –
-2,820
Closed -$53.7K
RISR icon
3056
FolioBeyond Alternative Income and Interest Rate Hedge ETF
RISR
$297M
– –
-1,051
Closed -$37.7K
RITM icon
3057
Rithm Capital
RITM
$5.19B
– –
-3,185
Closed -$36.3K
RIVN icon
3058
Rivian
RIVN
$24B
– –
-1,108
Closed -$16.3K
RKT icon
3059
Rocket Companies
RKT
$37.8B
– –
-403
Closed -$7.81K
RLI icon
3060
RLI Corp
RLI
$5.87B
– –
-250
Closed -$16.3K
RLY icon
3061
State Street Multi-Asset Real Return ETF
RLY
$1.26B
– –
-458
Closed -$14.1K
RMAX icon
3062
RE/MAX Holdings
RMAX
$207M
– –
-34
Closed -$321
RMBS icon
3063
Rambus
RMBS
$10.1B
– –
-730
Closed -$76.1K
RDNW
3064
RideNow Group
RDNW
$248M
– –
-400
Closed -$1.76K
RNAM
3065
DELISTED
Avidity Biosciences
RNAM
– –
-491
Closed -$21.4K
RNG icon
3066
RingCentral
RNG
$4.33B
– –
-1,102
Closed -$31.2K
RNP icon
3067
Cohen & Steers REIT and Preferred and Income Fund
RNP
$991M
– –
-228
Closed -$5.13K
RNR icon
3068
RenaissanceRe
RNR
$13.7B
– –
-760
Closed -$193K
ROAD icon
3069
Construction Partners
ROAD
$5.82B
– –
-82
Closed -$10.4K
ROBT icon
3070
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$703M
– –
-784
Closed -$41.5K
ROCK icon
3071
Gibraltar Industries
ROCK
$1.37B
– –
-2
Closed -$126
ROG icon
3072
Rogers Corp
ROG
$2.26B
– –
-3
Closed -$241
ROIV icon
3073
Roivant Sciences
ROIV
$25.1B
– –
-203
Closed -$3.07K
ROKU icon
3074
Roku
ROKU
$21.3B
– –
-1,002
Closed -$100K
ROL icon
3075
Rollins
ROL
$18.8B
– –
-2,632
Closed -$155K
121 122
123
124 125

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.