We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAMP icon
3051
LiveRamp
RAMP
$2.3B
$3.64K ﹤0.01%
134
+40
+43% +$1.18K
BHE icon
3052
Benchmark Electronics
BHE
$2.93B
$3.62K ﹤0.01%
94
– –
FDIS icon
3053
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.62B
$3.6K ﹤0.01%
35
+24
+218% +$2.37K
AWR icon
3054
American States Water
AWR
$3.38B
$3.59K ﹤0.01%
49
-5
-9% -$372
EWI icon
3055
iShares MSCI Italy ETF
EWI
$998M
$3.58K ﹤0.01%
69
+48
+229% +$2.4K
TIMB icon
3056
TIM SA
TIMB
$10.1B
$3.57K ﹤0.01%
160
+87
+119% +$1.76K
TPLC icon
3057
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$308M
$3.56K ﹤0.01%
77
– –
PETS icon
3058
PetMed Express
PETS
$42.3M
$3.56K ﹤0.01%
1,420
+1,029
+263% +$3.18K
AUR icon
3059
Aurora
AUR
$12.2B
$3.56K ﹤0.01%
660
+15
+2% +$88
COLM icon
3060
Columbia Sportswear
COLM
$3.25B
$3.56K ﹤0.01%
68
+28
+70% +$1.57K
FCN icon
3061
FTI Consulting
FCN
$4.85B
$3.56K ﹤0.01%
22
-15
-41% -$2.49K
USLM icon
3062
United States Lime & Minerals
USLM
$3.22B
$3.55K ﹤0.01%
+27
New +$3.12K
OVLY icon
3063
Oak Valley Bancorp
OVLY
$278M
$3.55K ﹤0.01%
126
– –
HOG icon
3064
Harley-Davidson
HOG
$2.65B
$3.54K ﹤0.01%
127
+75
+144% +$2.01K
MYRG icon
3065
MYR Group
MYRG
$6.04B
$3.54K ﹤0.01%
17
-1
-6% -$187
USCI icon
3066
US Commodity Index
USCI
$368M
$3.5K ﹤0.01%
45
– –
SHO icon
3067
Sunstone Hotel Investors
SHO
$2.2B
$3.5K ﹤0.01%
374
-807
-68% -$7.42K
YELP icon
3068
Yelp
YELP
$1.41B
$3.49K ﹤0.01%
112
-6
-5% -$197
LLYVA icon
3069
Liberty Live Group Series A
LLYVA
$8.9B
$3.49K ﹤0.01%
37
– –
VBTX
3070
DELISTED
Veritex Holdings
VBTX
$3.49K ﹤0.01%
104
– –
CIVI
3071
DELISTED
Civitas Resources
CIVI
$3.48K ﹤0.01%
107
-43
-29% -$1.38K
ABM icon
3072
ABM Industries
ABM
$2.82B
$3.46K ﹤0.01%
75
– –
UPST icon
3073
Upstart Holdings
UPST
$2.7B
$3.45K ﹤0.01%
68
+6
+10% +$422
RAAX icon
3074
VanEck Inflation Allocation ETF
RAAX
$1.14B
$3.45K ﹤0.01%
100
-8
-7% -$261
OCFC icon
3075
OceanFirst Financial
OCFC
$1.71B
$3.44K ﹤0.01%
196
– –
121 122
123
124 125

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.