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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDY icon
3026
Dr. Reddy's Laboratories
RDY
$9.8B
– –
-161
Closed -$2.25K
REET icon
3027
iShares Global REIT ETF
REET
$5.18B
– –
-2,039
Closed -$52.1K
REG icon
3028
Regency Centers
REG
$15.2B
– –
-1,882
Closed -$137K
REIT icon
3029
ALPS Active REIT ETF
REIT
$58.8M
– –
-748
Closed -$20K
RELX icon
3030
RELX
RELX
$62.7B
– –
-7,560
Closed -$361K
RELY icon
3031
Remitly
RELY
$4.75B
– –
-197
Closed -$3.21K
REM icon
3032
iShares Mortgage Real Estate ETF
REM
$546M
– –
-1,028
Closed -$22.6K
REMX icon
3033
VanEck Rare Earth/Strategic Metals ETF
REMX
$2B
– –
-25
Closed -$1.65K
REPL icon
3034
Replimune Group
REPL
$718M
– –
-216
Closed -$905
REPX icon
3035
Riley Exploration Permian
REPX
$740M
– –
-20
Closed -$542
REVG
3036
DELISTED
REV Group
REVG
– –
-15
Closed -$850
REXR icon
3037
Rexford Industrial Realty
REXR
$8.69B
– –
-1,463
Closed -$60.1K
REYN icon
3038
Reynolds Consumer Products
REYN
$5.45B
– –
-186
Closed -$4.55K
REZ icon
3039
iShares Residential and Multisector Real Estate ETF
REZ
$913M
– –
-296
Closed -$25.2K
REZI icon
3040
Resideo Technologies
REZI
$5.24B
– –
-762
Closed -$32.9K
RFG icon
3041
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$342M
– –
-1,700
Closed -$86.6K
RGEN icon
3042
Repligen
RGEN
$7.44B
– –
-253
Closed -$33.8K
RGCO icon
3043
RGC Resources
RGCO
$237M
– –
-732
Closed -$16.4K
RGLD icon
3044
Royal Gold
RGLD
$17B
– –
-414
Closed -$83K
RGNX icon
3045
Regenxbio
RGNX
$638M
– –
-59
Closed -$569
RGS icon
3046
Regis Corp
RGS
$69.7M
– –
-500
Closed -$14.6K
RGTI icon
3047
Rigetti Computing
RGTI
$5B
– –
-3,143
Closed -$93.6K
RH icon
3048
RH
RH
$3.43B
– –
-72
Closed -$14.6K
RHI icon
3049
Robert Half
RHI
$3.89B
– –
-1,118
Closed -$38K
RHP icon
3050
Ryman Hospitality Properties
RHP
$8.52B
– –
-316
Closed -$28.3K
120 121
122
123 124

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.