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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRZE icon
3026
Braze
BRZE
$2.54B
$1.06K ﹤0.01%
24
+2
+9% +$108
CASH icon
3027
Pathward Financial
CASH
$1.85B
$1.06K ﹤0.01%
21
– –
OFIX icon
3028
Orthofix Medical
OFIX
$458M
$1.06K ﹤0.01%
73
– –
DFIN icon
3029
Donnelley Financial Solutions
DFIN
$1.22B
$1.05K ﹤0.01%
17
– –
ZTO icon
3030
ZTO Express
ZTO
$18.2B
$1.05K ﹤0.01%
50
+8
+19% +$153
GRFS
3031
Grifois
GRFS
$5.28B
$1.04K ﹤0.01%
156
-7
-4% -$55
PSNY icon
3032
Polestar Automotive Holding UK
PSNY
$2.01B
$1.04K ﹤0.01%
23
-6
-21% -$325
ENIC icon
3033
Enel Chile
ENIC
$6.05B
$1.04K ﹤0.01%
340
+272
+400% +$797
NYT icon
3034
New York Times
NYT
$11.7B
$1.04K ﹤0.01%
24
– –
HERO icon
3035
Global X Video Games & Esports ETF
HERO
$61.8M
$1.03K ﹤0.01%
50
– –
MTZ icon
3036
MasTec
MTZ
$27.2B
$1.03K ﹤0.01%
+11
New +$836
IDT icon
3037
IDT Corp
IDT
$1.62B
$1.02K ﹤0.01%
27
– –
FCEL icon
3038
FuelCell Energy
FCEL
$1.74B
$1.02K ﹤0.01%
29
+17
+142% +$627
FROG icon
3039
JFrog
FROG
$9.91B
$1.02K ﹤0.01%
+23
New +$891
FLNA
3040
Filana Therapeutics
FLNA
$43.5M
$1.01K ﹤0.01%
50
– –
SHEN icon
3041
Shenandoah Telecom
SHEN
$641M
$1.01K ﹤0.01%
58
– –
THQ
3042
abrdn Healthcare Opportunities Fund
THQ
$775M
$1K ﹤0.01%
50
-50
-50% -$961
OPEN icon
3043
Opendoor
OPEN
$3.85B
$997 ﹤0.01%
+340
New +$1.06K
MERC icon
3044
Mercer International
MERC
$44.2M
$995 ﹤0.01%
100
– –
DTH icon
3045
WisdomTree International High Dividend Fund
DTH
$641M
$991 ﹤0.01%
+25
New +$961
NSSC icon
3046
Napco Security Technologies
NSSC
$1.31B
$964 ﹤0.01%
+24
New +$942
BFLY icon
3047
Butterfly Network
BFLY
$1.77B
$961 ﹤0.01%
890
-247
-22% -$265
CPNG icon
3048
Coupang
CPNG
$28.1B
$961 ﹤0.01%
54
-9
-14% -$147
AVPT icon
3049
AvePoint
AVPT
$2.64B
$958 ﹤0.01%
121
+99
+450% +$779
NVAX icon
3050
Novavax
NVAX
$1.26B
$956 ﹤0.01%
200
– –
120 121
122
123 124

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.