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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTLC icon
2976
Pacer Trendpilot US Large Cap ETF
PTLC
$3.23B
– –
-200
Closed -$11K
PTLO icon
2977
Portillo's
PTLO
$338M
– –
-197
Closed -$1.27K
PTRB icon
2978
PGIM Total Return Bond ETF
PTRB
$1.11B
– –
-385
Closed -$16.2K
PTON icon
2979
Peloton Interactive
PTON
$2.71B
– –
-245
Closed -$2.21K
PUK icon
2980
Prudential
PUK
$36.6B
– –
-1,949
Closed -$54.6K
PVH icon
2981
PVH
PVH
$3.87B
– –
-362
Closed -$30.3K
PVI icon
2982
Invesco Floating Rate Municipal Income ETF
PVI
$32.2M
– –
-497
Closed -$12.3K
PXE icon
2983
Invesco Energy Exploration & Production ETF
PXE
$85.6M
– –
-67
Closed -$1.97K
PXF icon
2984
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.84B
– –
-256
Closed -$15.7K
PXH icon
2985
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.91B
– –
-445
Closed -$11.3K
PYLD icon
2986
PIMCO Multi Sector Bond Active ETF
PYLD
$15B
– –
-4,195
Closed -$113K
PZZA icon
2987
Papa John's
PZZA
$997M
– –
-457
Closed -$22K
QAT icon
2988
iShares MSCI Qatar ETF
QAT
$64.3M
– –
-7
Closed -$137
QBTS icon
2989
D-Wave Quantum Inc. Common Stock
QBTS
$7.23B
– –
-3,052
Closed -$75.4K
QCLN icon
2990
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$609M
– –
-1,994
Closed -$83.6K
QDEC icon
2991
FT Vest Growth-100 Buffer ETF December
QDEC
$682M
– –
-487
Closed -$15.2K
QEFA icon
2992
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.04B
– –
-58
Closed -$5.1K
QFIN icon
2993
Qfin Holdings
QFIN
$1.65B
– –
-31
Closed -$892
QGEN icon
2994
Qiagen
QGEN
$8.47B
– –
-1,554
Closed -$69.4K
QINT icon
2995
American Century Quality Diversified International ETF
QINT
$656M
– –
-1,022
Closed -$62.7K
QJUN icon
2996
FT Vest Growth-100 Buffer ETF June
QJUN
$643M
– –
-1,146
Closed -$35.7K
QLTY icon
2997
GMO US Quality ETF
QLTY
$4.79B
– –
-4,651
Closed -$168K
QMAR icon
2998
FT Vest Growth-100 Buffer ETF March
QMAR
$559M
– –
-1,000
Closed -$32.2K
QQQE icon
2999
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
– –
-86
Closed -$8.74K
QQQJ icon
3000
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
– –
-3,973
Closed -$142K
118 119
120
121 122

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.