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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLAB icon
2926
Photronics
PLAB
$1.76B
– –
-10
Closed -$230
PLAY icon
2927
Dave & Buster's
PLAY
$363M
– –
-401
Closed -$7.28K
PLNT icon
2928
Planet Fitness
PLNT
$4.29B
– –
-408
Closed -$42.4K
PLUG icon
2929
Plug Power
PLUG
$2.87B
– –
-400
Closed -$932
PLUS icon
2930
ePlus
PLUS
$2.33B
– –
-92
Closed -$6.53K
PLXS icon
2931
Plexus
PLXS
$6.78B
– –
-45
Closed -$6.51K
PMAR icon
2932
Innovator US Equity Power Buffer ETF March
PMAR
$756M
– –
-2,381
Closed -$105K
PMAY icon
2933
Innovator US Equity Power Buffer ETF May
PMAY
$806M
– –
-32,837
Closed -$1.28M
PMT
2934
PennyMac Mortgage Investment
PMT
$839M
– –
-85
Closed -$1.04K
PNFP icon
2935
Pinnacle Financial Partners Inc
PNFP
$15.6B
– –
-1,183
Closed -$111K
PNNT
2936
Pennant Park Investment Corp
PNNT
$219M
– –
-1,500
Closed -$10.1K
PNQI icon
2937
Invesco NASDAQ Internet ETF
PNQI
$514M
– –
-634
Closed -$35.4K
PNW icon
2938
Pinnacle West Capital
PNW
$12.8B
– –
-1,493
Closed -$134K
PODD icon
2939
Insulet
PODD
$11.4B
– –
-250
Closed -$77.2K
POLA icon
2940
Polar Power
POLA
$5.35M
– –
-1,000
Closed -$3.31K
POWI icon
2941
Power Integrations
POWI
$3.53B
– –
-420
Closed -$16.9K
POWL icon
2942
Powell Industries
POWL
$7.99B
– –
-447
Closed -$45.4K
PPC icon
2943
Pilgrim's Pride
PPC
$6.94B
– –
-657
Closed -$26.8K
PPG icon
2944
PPG Industries
PPG
$26.4B
– –
-1,232
Closed -$129K
PPH icon
2945
VanEck Pharmaceutical ETF
PPH
$967M
– –
-353
Closed -$31.9K
PPTA
2946
Perpetua Resources
PPTA
$2.28B
– –
-500
Closed -$10.1K
PRCT icon
2947
Procept Biorobotics
PRCT
$1.01B
– –
-34
Closed -$1.21K
PRDO icon
2948
Perdoceo Education
PRDO
$1.99B
– –
-1,472
Closed -$55.4K
PRF icon
2949
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
– –
-7,065
Closed -$319K
PRFZ icon
2950
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
– –
-2,706
Closed -$123K
116 117
118
119 120

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.