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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZK
2926
DELISTED
Zeekr
ZK
$5.55K ﹤0.01%
182
– –
EWL icon
2927
iShares MSCI Switzerland ETF
EWL
$2.16B
$5.54K ﹤0.01%
100
-37
-27% -$2.03K
IGR
2928
CBRE Global Real Estate Income Fund
IGR
$718M
$5.53K ﹤0.01%
1,076
-500
-32% -$2.52K
ERIE icon
2929
Erie Indemnity
ERIE
$12B
$5.53K ﹤0.01%
17
-7
-29% -$2.42K
HMN icon
2930
Horace Mann Educators
HMN
$2.1B
$5.51K ﹤0.01%
122
-26
-18% -$1.14K
HTD
2931
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$919M
$5.5K ﹤0.01%
222
– –
SWX icon
2932
Southwest Gas
SWX
$6.69B
$5.48K ﹤0.01%
70
– –
IBDX icon
2933
iShares iBonds Dec 2032 Term Corporate ETF
IBDX
$1.7B
$5.48K ﹤0.01%
+214
New +$5.43K
KRMA
2934
DELISTED
Global X Conscious Companies ETF
KRMA
$5.48K ﹤0.01%
127
+3
+2% +$125
IFEB icon
2935
Innovator International Developed Power Buffer ETF February
IFEB
$60.2M
$5.43K ﹤0.01%
185
– –
BFH icon
2936
Bread Financial
BFH
$4.29B
$5.41K ﹤0.01%
97
– –
PFFV icon
2937
Global X Variable Rate Preferred ETF
PFFV
$304M
$5.41K ﹤0.01%
234
– –
DEUS icon
2938
Xtrackers Russell US Multifactor ETF
DEUS
$301M
$5.4K ﹤0.01%
93
– –
ACVA icon
2939
ACV Auctions
ACVA
$1.42B
$5.39K ﹤0.01%
544
-11
-2% -$141
JHX icon
2940
James Hardie Industries
JHX
$15.4B
$5.38K ﹤0.01%
280
-43
-13% -$1.03K
ABG icon
2941
Asbury Automotive
ABG
$4.22B
$5.38K ﹤0.01%
22
– –
NIO icon
2942
NIO
NIO
$11.6B
$5.37K ﹤0.01%
705
+105
+18% +$566
NFRA icon
2943
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.02B
$5.35K ﹤0.01%
85
– –
AEO icon
2944
American Eagle Outfitters
AEO
$2.96B
$5.3K ﹤0.01%
310
+180
+138% +$2.46K
PRVA icon
2945
Privia Health
PRVA
$3.16B
$5.3K ﹤0.01%
213
-2
-0.9% -$43
PHDG icon
2946
Invesco S&P 500 Downside Hedged ETF
PHDG
$73.2M
$5.28K ﹤0.01%
142
+1
+0.7% +$36
THRM icon
2947
Gentherm
THRM
$1.3B
$5.28K ﹤0.01%
155
-18
-10% -$609
AESI icon
2948
Atlas Energy Solutions
AESI
$1.44B
$5.25K ﹤0.01%
462
-176
-28% -$2.16K
MAGA icon
2949
Point Bridge America First ETF
MAGA
$31.4M
$5.25K ﹤0.01%
100
– –
EYE icon
2950
National Vision
EYE
$1.67B
$5.22K ﹤0.01%
179
-30
-14% -$737
116 117
118
119 120

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.