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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKB icon
2876
Invesco Building & Construction ETF
PKB
$441M
$6.5K ﹤0.01%
68
+12
+21% +$1.07K
ICFI icon
2877
ICF International
ICFI
$1.45B
$6.5K ﹤0.01%
70
-8
-10% -$741
IDRV icon
2878
iShares Self-Driving EV and Tech ETF
IDRV
$124M
$6.49K ﹤0.01%
177
– –
PTEN icon
2879
Patterson-UTI
PTEN
$3.57B
$6.43K ﹤0.01%
1,241
-11
-0.9% -$63
BAC.PRL icon
2880
Bank of America Series L
BAC.PRL
$3.97B
$6.4K ﹤0.01%
5
– –
KFRC icon
2881
Kforce
KFRC
$1.04B
$6.39K ﹤0.01%
213
-24
-10% -$850
LKFT
2882
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.84B
$6.37K ﹤0.01%
184
-2
-1% -$64
MBLY icon
2883
Mobileye
MBLY
$2.02B
$6.35K ﹤0.01%
450
– –
BWIN
2884
Baldwin Insurance Group
BWIN
$2.67B
$6.35K ﹤0.01%
225
+9
+4% +$312
ABCL icon
2885
AbCellera Biologics
ABCL
$1.6B
$6.32K ﹤0.01%
1,256
– –
CHCO icon
2886
City Holding Co
CHCO
$2.03B
$6.32K ﹤0.01%
51
– –
SCCO icon
2887
Southern Copper
SCCO
$141B
$6.31K ﹤0.01%
53
+29
+121% +$2.85K
TFII icon
2888
TFI International
TFII
$12B
$6.25K ﹤0.01%
71
-25
-26% -$2.29K
KALU icon
2889
Kaiser Aluminum
KALU
$2.65B
$6.25K ﹤0.01%
81
+4
+5% +$318
NXRT
2890
NexPoint Residential Trust
NXRT
$671M
$6.22K ﹤0.01%
193
-7
-4% -$231
CALM icon
2891
Cal-Maine
CALM
$4.2B
$6.21K ﹤0.01%
66
+36
+120% +$3.85K
XIDE icon
2892
FT Vest US Equity Buffer & Premium Income ETF December
XIDE
$22.7M
$6.2K ﹤0.01%
204
+3
+1% +$91
GRW
2893
TCW ETF Trust TCW Durable Growth ETF
GRW
$64.4M
$6.2K ﹤0.01%
194
-510
-72% -$17K
SM icon
2894
SM Energy
SM
$7.26B
$6.19K ﹤0.01%
248
+28
+13% +$755
WEN icon
2895
Wendy's
WEN
$1.39B
$6.19K ﹤0.01%
676
-91
-12% -$935
CSR
2896
Centerspace
CSR
$937M
$6.18K ﹤0.01%
105
-16
-13% -$925
SNDX icon
2897
Syndax Pharmaceuticals
SNDX
$1.82B
$6.15K ﹤0.01%
400
– –
TFPM icon
2898
Triple Flag Precious Metals
TFPM
$6B
$6.14K ﹤0.01%
+210
New +$5.43K
MGIC
2899
DELISTED
Magic Software Enterprises
MGIC
$6.12K ﹤0.01%
300
– –
CX icon
2900
Cemex
CX
$17.6B
$6.11K ﹤0.01%
680
+201
+42% +$1.72K
114 115
116
117 118

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.