We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLNG icon
2851
Dynagas LNG Partners
DLNG
$135M
$7.02K ﹤0.01%
2,000
– –
MTG icon
2852
MGIC Investment
MTG
$6.34B
$7.01K ﹤0.01%
247
– –
PSDM icon
2853
PGIM Short Duration Multi-Sector Bond ETF
PSDM
$208M
$6.96K ﹤0.01%
135
– –
GRFS
2854
Grifois
GRFS
$5.27B
$6.95K ﹤0.01%
698
+484
+226% +$4.84K
RDN icon
2855
Radian Group
RDN
$5.18B
$6.94K ﹤0.01%
192
– –
FLSA icon
2856
Franklin FTSE Saudi Arabia ETF
FLSA
$4.79M
$6.93K ﹤0.01%
200
– –
SKM icon
2857
SK Telecom
SKM
$13.5B
$6.93K ﹤0.01%
321
-830
-72% -$18.4K
DFIN icon
2858
Donnelley Financial Solutions
DFIN
$1.26B
$6.89K ﹤0.01%
134
-1,338
-91% -$76.3K
QS icon
2859
QuantumScape Corp
QS
$3.19B
$6.88K ﹤0.01%
558
– –
ACB
2860
Aurora Cannabis
ACB
$170M
$6.83K ﹤0.01%
1,146
– –
HQY icon
2861
HealthEquity
HQY
$8.28B
$6.82K ﹤0.01%
72
– –
ESAB icon
2862
ESAB
ESAB
$5.49B
$6.82K ﹤0.01%
61
-5
-8% -$595
KXI icon
2863
iShares Global Consumer Staples ETF
KXI
$1.06B
$6.76K ﹤0.01%
105
– –
SLG icon
2864
SL Green Realty
SLG
$3.83B
$6.76K ﹤0.01%
113
– –
MGPI icon
2865
MGP Ingredients
MGPI
$384M
$6.75K ﹤0.01%
279
+261
+1,450% +$7.57K
UMH
2866
UMH Properties
UMH
$1.32B
$6.74K ﹤0.01%
454
-149
-25% -$2.38K
SBS icon
2867
Sabesp
SBS
$19.9B
$6.72K ﹤0.01%
1,392
+1,072
+335% +$4.51K
CALY
2868
Callaway Golf Company
CALY
$3.28B
$6.71K ﹤0.01%
706
– –
NWS icon
2869
News Corp Class B
NWS
$16.8B
$6.67K ﹤0.01%
193
+21
+12% +$709
ATRO icon
2870
Astronics
ATRO
$3.47B
$6.66K ﹤0.01%
175
-6,570
-97% -$200K
ORA icon
2871
Ormat Technologies
ORA
$6.28B
$6.64K ﹤0.01%
69
-1
-1% -$90
ASGI
2872
abrdn Global Infrastructure Income Fund
ASGI
$762M
$6.59K ﹤0.01%
312
– –
EMMF icon
2873
WisdomTree Emerging Markets Multifactor Fund
EMMF
$171M
$6.58K ﹤0.01%
215
-225
-51% -$6.65K
PLUS icon
2874
ePlus
PLUS
$2.33B
$6.53K ﹤0.01%
92
+34
+59% +$2.4K
PLXS icon
2875
Plexus
PLXS
$6.78B
$6.51K ﹤0.01%
45
-283
-86% -$38.2K
113 114
115
116 117

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.