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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRGS icon
2826
Progress Software
PRGS
$1.59B
$7.47K ﹤0.01%
170
-1,750
-91% -$80.6K
WSC icon
2827
WillScot Mobile Mini Holdings
WSC
$4.85B
$7.45K ﹤0.01%
353
+157
+80% +$4.04K
TESL
2828
Simplify Volt TSLA Revolution ETF
TESL
$13.4M
$7.44K ﹤0.01%
+250
New +$6.25K
MAT icon
2829
Mattel
MAT
$4.3B
$7.44K ﹤0.01%
442
+184
+71% +$3.35K
MAC icon
2830
Macerich
MAC
$7.41B
$7.43K ﹤0.01%
408
– –
OXY.WS icon
2831
Occidental Petroleum Corp Warrants
OXY.WS
$31.1B
$7.39K ﹤0.01%
290
+17
+6% +$397
MRP
2832
Millrose Properties Inc
MRP
$4.72B
$7.36K ﹤0.01%
219
+69
+46% +$2.23K
MADE
2833
iShares U.S. Manufacturing ETF
MADE
$62.7M
$7.35K ﹤0.01%
251
+170
+210% +$4.79K
NRGV icon
2834
Energy Vault
NRGV
$531M
$7.3K ﹤0.01%
2,457
– –
PLAY icon
2835
Dave & Buster's
PLAY
$363M
$7.28K ﹤0.01%
401
– –
PEJ icon
2836
Invesco Leisure and Entertainment ETF
PEJ
$259M
$7.27K ﹤0.01%
120
– –
DX
2837
Dynex Capital
DX
$3B
$7.26K ﹤0.01%
591
+200
+51% +$2.5K
IONS icon
2838
Ionis Pharmaceuticals
IONS
$9.25B
$7.26K ﹤0.01%
111
+48
+76% +$2.34K
STC icon
2839
Stewart Information Services
STC
$2.02B
$7.26K ﹤0.01%
99
+12
+14% +$826
CWT icon
2840
California Water Service
CWT
$3.04B
$7.25K ﹤0.01%
158
– –
NMIH icon
2841
NMI Holdings
NMIH
$3.27B
$7.25K ﹤0.01%
189
-7
-4% -$274
ADUS icon
2842
Addus HomeCare
ADUS
$2.16B
$7.2K ﹤0.01%
61
-9
-13% -$1.01K
ALV icon
2843
Autoliv
ALV
$8.76B
$7.16K ﹤0.01%
58
-13
-18% -$1.56K
IRMD icon
2844
iRadimed
IRMD
$1.22B
$7.12K ﹤0.01%
100
-6
-6% -$400
NOVT icon
2845
Novanta
NOVT
$5.01B
$7.11K ﹤0.01%
71
+52
+274% +$6.19K
INMD icon
2846
InMode
INMD
$884M
$7.09K ﹤0.01%
476
– –
SKYT icon
2847
SkyWater Technology
SKYT
$1.55B
$7.09K ﹤0.01%
380
– –
WFG icon
2848
West Fraser Timber
WFG
$5.18B
$7.07K ﹤0.01%
104
+30
+41% +$2.19K
GPIX icon
2849
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
$4.85B
$7.05K ﹤0.01%
135
– –
INTR icon
2850
Inter&Co
INTR
$2.45B
$7.03K ﹤0.01%
762
+458
+151% +$3.6K
112 113
114
115 116

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.