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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OBK icon
2801
Origin Bancorp
OBK
$1.66B
– –
-92
Closed -$3.18K
OC icon
2802
Owens Corning
OC
$11.6B
– –
-563
Closed -$79.6K
OCFC icon
2803
OceanFirst Financial
OCFC
$1.7B
– –
-196
Closed -$3.44K
OCSL icon
2804
Oaktree Specialty Lending
OCSL
$1.04B
– –
-2,130
Closed -$27.8K
OCTH icon
2805
Innovator Premium Income 20 Barrier ETF October
OCTH
$18.1M
– –
-1,475
Closed -$35.5K
OCTJ icon
2806
Innovator Premium Income 30 Barrier ETF October
OCTJ
$18.6M
– –
-3,373
Closed -$80.5K
ODD icon
2807
ODDITY Tech
ODD
$758M
– –
-31
Closed -$1.93K
ODFL icon
2808
Old Dominion Freight Line
ODFL
$47.2B
– –
-953
Closed -$134K
OEC icon
2809
Orion
OEC
$379M
– –
-1,120
Closed -$8.49K
OFIX icon
2810
Orthofix Medical
OFIX
$481M
– –
-127
Closed -$1.86K
OFLX icon
2811
Omega Flex
OFLX
$305M
– –
-7
Closed -$218
OGE icon
2812
OGE Energy
OGE
$10.2B
– –
-1,660
Closed -$76.8K
OGN icon
2813
Organon & Co
OGN
$3.56B
– –
-370
Closed -$3.95K
OGIG icon
2814
ALPS O'Shares Global Internet Giants ETF
OGIG
$100M
– –
-269
Closed -$15.5K
OGS icon
2815
ONE Gas
OGS
$5.02B
– –
-2
Closed -$162
OII icon
2816
Oceaneering
OII
$5.19B
– –
-72
Closed -$1.78K
OLED icon
2817
Universal Display
OLED
$3.81B
– –
-561
Closed -$80.6K
OLLI icon
2818
Ollie's Bargain Outlet
OLLI
$4.04B
– –
-1,110
Closed -$143K
OLMA icon
2819
Olema Pharmaceuticals
OLMA
$1.05B
– –
-466
Closed -$4.56K
OLN icon
2820
Olin
OLN
$2.49B
– –
-137
Closed -$3.42K
OMCL icon
2821
Omnicell
OMCL
$1.89B
– –
-42
Closed -$1.28K
OMF icon
2822
OneMain Financial
OMF
$7.08B
– –
-2,541
Closed -$143K
ONB icon
2823
Old National Bancorp
ONB
$10.1B
– –
-744
Closed -$16.3K
ON icon
2824
ON Semiconductor
ON
$34.7B
– –
-2,635
Closed -$130K
ONEV icon
2825
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$304M
– –
-361
Closed -$48K
111 112
113
114 115

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.