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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NZF icon
2801
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$8.06K ﹤0.01%
642
+13
+2% +$156
MMYT icon
2802
MakeMyTrip
MMYT
$4.97B
$8.05K ﹤0.01%
86
-25
-23% -$2.43K
SIHY icon
2803
Harbor Ares Systematic High Yield ETF
SIHY
$149M
$8.02K ﹤0.01%
173
-206
-54% -$9.47K
FTS icon
2804
Fortis
FTS
$29.7B
$8.02K ﹤0.01%
158
+39
+33% +$1.92K
LGIH icon
2805
LGI Homes
LGIH
$1.4B
$8.02K ﹤0.01%
155
+8
+5% +$466
NVMI
2806
Nova
NVMI
$13.6B
$7.99K ﹤0.01%
25
+18
+257% +$4.97K
PCH
2807
DELISTED
PotlatchDeltic
PCH
$7.95K ﹤0.01%
195
-65
-25% -$2.69K
VTEC icon
2808
Vanguard California Tax-Exempt Bond ETF
VTEC
$2.8B
$7.88K ﹤0.01%
+79
New +$7.73K
AA icon
2809
Alcoa
AA
$11.6B
$7.86K ﹤0.01%
239
– –
RKT icon
2810
Rocket Companies
RKT
$38.2B
$7.81K ﹤0.01%
403
+281
+230% +$4.9K
WF icon
2811
Woori Financial
WF
$16.4B
$7.8K ﹤0.01%
139
+84
+153% +$4.58K
DIOD icon
2812
Diodes
DIOD
$3.95B
$7.77K ﹤0.01%
146
-24
-14% -$1.29K
FFBC icon
2813
First Financial Bancorp
FFBC
$3.52B
$7.75K ﹤0.01%
307
-25
-8% -$634
LEVI icon
2814
Levi Strauss
LEVI
$9.83B
$7.74K ﹤0.01%
+332
New +$7.06K
ZMAY
2815
Innovator Equity Defined Protection ETF - 1 Yr May
ZMAY
$88.3M
$7.73K ﹤0.01%
308
– –
OTTR icon
2816
Otter Tail
OTTR
$3.87B
$7.73K ﹤0.01%
94
– –
SRVR icon
2817
Pacer Data & Infrastructure Real Estate ETF
SRVR
$376M
$7.68K ﹤0.01%
242
+1
+0.4% +$32
LTPZ icon
2818
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$693M
$7.67K ﹤0.01%
144
– –
KBWP icon
2819
Invesco KBW Property & Casualty Insurance ETF
KBWP
$270M
$7.67K ﹤0.01%
62
– –
DWM icon
2820
WisdomTree International Equity Fund
DWM
$670M
$7.62K ﹤0.01%
115
– –
FOXY
2821
Simplify Currency Strategy ETF
FOXY
$364M
$7.58K ﹤0.01%
275
– –
EWO icon
2822
iShares MSCI Austria ETF
EWO
$174M
$7.56K ﹤0.01%
244
+181
+287% +$5.53K
CBZ icon
2823
CBIZ
CBZ
$2.39B
$7.52K ﹤0.01%
142
-60
-30% -$3.87K
GXO icon
2824
GXO Logistics
GXO
$6.13B
$7.51K ﹤0.01%
142
+67
+89% +$3.44K
RCI icon
2825
Rogers Communications
RCI
$17.7B
$7.48K ﹤0.01%
217
+40
+23% +$1.38K
111 112
113
114 115

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.