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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMBF icon
2776
UMB Financial
UMBF
$10.7B
$2.78K ﹤0.01%
32
+5
+19% +$407
JEF icon
2777
Jefferies Financial Group
JEF
$13B
$2.78K ﹤0.01%
63
+20
+47% +$833
HQY icon
2778
HealthEquity
HQY
$8.28B
$2.77K ﹤0.01%
34
– –
GTN icon
2779
Gray Television
GTN
$409M
$2.75K ﹤0.01%
435
– –
SPHR icon
2780
Sphere Entertainment
SPHR
$5.01B
$2.75K ﹤0.01%
56
+29
+107% +$1.16K
SHG icon
2781
Shinhan Financial Group
SHG
$33.6B
$2.73K ﹤0.01%
77
+22
+40% +$711
GH icon
2782
Guardant Health
GH
$19.3B
$2.72K ﹤0.01%
132
-34
-20% -$729
BTU icon
2783
Peabody Energy
BTU
$2.81B
$2.72K ﹤0.01%
112
– –
VAL icon
2784
Valaris
VAL
$5.43B
$2.71K ﹤0.01%
36
-44
-55% -$2.95K
DBB icon
2785
Invesco DB Base Metals Fund
DBB
$308M
$2.69K ﹤0.01%
150
– –
ESRT icon
2786
Empire State Realty Trust
ESRT
$969M
$2.68K ﹤0.01%
265
+154
+139% +$1.52K
BUZZ icon
2787
VanEck Social Sentiment ETF
BUZZ
$90.9M
$2.68K ﹤0.01%
125
– –
ECF
2788
Ellsworth Growth & Income Fund
ECF
$168M
$2.68K ﹤0.01%
330
– –
IGHG icon
2789
ProShares Investment Grade-Interest Rate Hedged
IGHG
$328M
$2.68K ﹤0.01%
+35
New +$2.67K
IMVP
2790
Invesco India ETF
IMVP
$124M
$2.67K ﹤0.01%
100
– –
SPB icon
2791
Spectrum Brands
SPB
$2.04B
$2.67K ﹤0.01%
30
-30
-50% -$2.45K
HOPE icon
2792
Hope Bancorp
HOPE
$1.77B
$2.65K ﹤0.01%
230
+64
+39% +$719
SHO icon
2793
Sunstone Hotel Investors
SHO
$2.2B
$2.64K ﹤0.01%
237
– –
GXO icon
2794
GXO Logistics
GXO
$6.13B
$2.63K ﹤0.01%
49
+16
+48% +$865
OSCR icon
2795
Oscar Health
OSCR
$8.54B
$2.63K ﹤0.01%
177
+74
+72% +$1.01K
VERV
2796
DELISTED
Verve Therapeutics
VERV
$2.63K ﹤0.01%
198
-55
-22% -$729
FM
2797
DELISTED
iShares Frontier and Select EM ETF
FM
$2.61K ﹤0.01%
91
– –
SWBI icon
2798
Smith & Wesson
SWBI
$666M
$2.6K ﹤0.01%
150
– –
STRA icon
2799
Strategic Education
STRA
$1.78B
$2.6K ﹤0.01%
25
+14
+127% +$1.37K
MGRC icon
2800
McGrath RentCorp
MGRC
$2.95B
$2.59K ﹤0.01%
21
-14
-40% -$1.69K
110 111
112
113 114

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.