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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMR icon
2751
Nomura Holdings
NMR
$28.6B
– –
-3,523
Closed -$25.6K
NMRK icon
2752
Newmark Group
NMRK
$2.82B
– –
-1,404
Closed -$26.2K
NNI icon
2753
Nelnet
NNI
$4.81B
– –
-358
Closed -$44.9K
NNDM
2754
Nano Dimension
NNDM
$312M
– –
-131
Closed -$206
NNN icon
2755
NNN REIT
NNN
$9.36B
– –
-1,776
Closed -$75.6K
NOG icon
2756
Northern Oil and Gas
NOG
$2.21B
– –
-1,057
Closed -$26.2K
NOMD icon
2757
Nomad Foods
NOMD
$1.67B
– –
-661
Closed -$8.69K
NORW icon
2758
Global X MSCI Norway ETF
NORW
$85M
– –
-7
Closed -$211
NOV icon
2759
NOV
NOV
$7.35B
– –
-5,450
Closed -$72.2K
NOVT icon
2760
Novanta
NOVT
$5.01B
– –
-71
Closed -$7.11K
NPO icon
2761
Enpro
NPO
$6.95B
– –
-111
Closed -$25.1K
NRC icon
2762
NRC Health Common Stock
NRC
$479M
– –
-91
Closed -$1.16K
NRGV icon
2763
Energy Vault
NRGV
$531M
– –
-2,457
Closed -$7.3K
NSA
2764
DELISTED
National Storage Affiliates Trust
NSA
– –
-37
Closed -$1.12K
NSIT icon
2765
Insight Enterprises
NSIT
$3.71B
– –
-101
Closed -$11.5K
NSP icon
2766
Insperity
NSP
$1.92B
– –
-296
Closed -$14.6K
NSSC icon
2767
Napco Security Technologies
NSSC
$1.3B
– –
-332
Closed -$14.3K
NTB icon
2768
Bank of N.T. Butterfield & Son
NTB
$2.4B
– –
-17
Closed -$730
NTCT icon
2769
NETSCOUT
NTCT
$2.91B
– –
-172
Closed -$4.44K
NTES icon
2770
NetEase
NTES
$79.2B
– –
-4,265
Closed -$648K
NTLA icon
2771
Intellia Therapeutics
NTLA
$1.49B
– –
-44
Closed -$760
NTNX icon
2772
Nutanix
NTNX
$15.4B
– –
-2,596
Closed -$193K
NTR icon
2773
Nutrien
NTR
$32.4B
– –
-1,974
Closed -$116K
NTST
2774
NETSTREIT Corp
NTST
$2.13B
– –
-1,245
Closed -$22.5K
NU icon
2775
Nu Holdings
NU
$70.2B
– –
-2,849
Closed -$45.6K
109 110
111
112 113

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.