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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIGL icon
2751
Rigel Pharmaceuticals
RIGL
$692M
$3.12K ﹤0.01%
211
– –
ANIX icon
2752
Anixa Biosciences
ANIX
$118M
$3.12K ﹤0.01%
1,000
– –
ARWR icon
2753
Arrowhead Research
ARWR
$12B
$3.12K ﹤0.01%
109
+41
+60% +$1.31K
WUGI icon
2754
AXS Esoterica NextG Economy ETF
WUGI
$30.1M
$3.1K ﹤0.01%
50
– –
NTLA icon
2755
Intellia Therapeutics
NTLA
$1.49B
$3.08K ﹤0.01%
112
+24
+27% +$667
ARHS icon
2756
Arhaus
ARHS
$1.12B
$3.08K ﹤0.01%
+200
New +$2.58K
XISE icon
2757
FT Vest US Equity Buffer & Premium Income ETF September
XISE
$35.8M
$3.07K ﹤0.01%
100
– –
NRC icon
2758
NRC Health Common Stock
NRC
$479M
$3.05K ﹤0.01%
77
– –
LI icon
2759
Li Auto
LI
$13.1B
$3.03K ﹤0.01%
100
– –
DNUT icon
2760
Krispy Kreme
DNUT
$562M
$3.02K ﹤0.01%
198
-25
-11% -$334
ORA icon
2761
Ormat Technologies
ORA
$6.28B
$2.98K ﹤0.01%
45
-9
-17% -$601
EMBJ
2762
Embraer S.A. ADS
EMBJ
$12.1B
$2.96K ﹤0.01%
+111
New +$2.2K
NANR icon
2763
State Street SPDR S&P North American Natural Resources ETF
NANR
$749M
$2.95K ﹤0.01%
+54
New +$2.68K
IART icon
2764
Integra LifeSciences
IART
$1.52B
$2.91K ﹤0.01%
82
– –
PSK icon
2765
State Street SPDR ICE Preferred Securities ETF
PSK
$691M
$2.89K ﹤0.01%
+83
New +$2.87K
JQC icon
2766
Nuveen Credit Strategies Income Fund
JQC
$702M
$2.89K ﹤0.01%
519
– –
DXC icon
2767
DXC Technology
DXC
$1.68B
$2.88K ﹤0.01%
136
– –
KN icon
2768
Knowles
KN
$3.2B
$2.85K ﹤0.01%
177
+75
+74% +$1.23K
ELAN icon
2769
Elanco Animal Health
ELAN
$12.7B
$2.85K ﹤0.01%
175
-224
-56% -$3.5K
MNRO icon
2770
Monro
MNRO
$529M
$2.84K ﹤0.01%
90
+38
+73% +$1.17K
AEO icon
2771
American Eagle Outfitters
AEO
$2.98B
$2.84K ﹤0.01%
110
– –
JAMF
2772
DELISTED
Jamf
JAMF
$2.83K ﹤0.01%
154
-79
-34% -$1.48K
AVNS icon
2773
Avanos Medical
AVNS
$1.17B
$2.81K ﹤0.01%
141
+5
+4% +$97
EHAB
2774
DELISTED
Enhabit
EHAB
$2.8K ﹤0.01%
240
+183
+321% +$1.83K
SFBS
2775
ServisFirst Bancshares
SFBS
$4.82B
$2.79K ﹤0.01%
42
+2
+5% +$127
109 110
111
112 113

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.