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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTG icon
2701
MGIC Investment
MTG
$6.43B
– –
-247
Closed -$7.01K
MTH icon
2702
Meritage Homes
MTH
$4.99B
– –
-477
Closed -$34.5K
MTN icon
2703
Vail Resorts
MTN
$5.45B
– –
-1,116
Closed -$167K
MTLS
2704
Materialise
MTLS
$371M
– –
-49
Closed -$273
MTRN icon
2705
Materion
MTRN
$4.5B
– –
-102
Closed -$12.3K
MTSI icon
2706
MACOM Technology Solutions
MTSI
$19.1B
– –
-301
Closed -$37.5K
MTX icon
2707
Minerals Technologies
MTX
$2.35B
– –
-21
Closed -$1.3K
MTZ icon
2708
MasTec
MTZ
$24.7B
– –
-450
Closed -$95.8K
MUNI icon
2709
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
– –
-2,747
Closed -$144K
MUR icon
2710
Murphy Oil
MUR
$5.22B
– –
-2,887
Closed -$82K
MURA
2711
DELISTED
Mural Oncology
MURA
– –
-10
Closed -$21
MUST icon
2712
Columbia Multi-Sector Municipal Income ETF
MUST
$595M
– –
-2,066
Closed -$42.4K
MXL icon
2713
MaxLinear
MXL
$5.37B
– –
-28
Closed -$450
MYD
2714
DELISTED
BlackRock MuniYield Fund
MYD
– –
-3,215
Closed -$34K
MYGN icon
2715
Myriad Genetics
MYGN
$506M
– –
-49
Closed -$354
MYRG icon
2716
MYR Group
MYRG
$5.34B
– –
-17
Closed -$3.54K
NABL icon
2717
N-able
NABL
$857M
– –
-49
Closed -$382
NAD icon
2718
Nuveen Quality Municipal Income Fund
NAD
$2.73B
– –
-700
Closed -$8.18K
NANC icon
2719
Unusual Whales Subversive Democratic Trading ETF
NANC
$273M
– –
-380
Closed -$17K
NANR icon
2720
State Street SPDR S&P North American Natural Resources ETF
NANR
$744M
– –
-386
Closed -$24.9K
NAT icon
2721
Nordic American Tanker
NAT
$1.36B
– –
-282
Closed -$885
NAVI icon
2722
Navient
NAVI
$826M
– –
-21
Closed -$276
NBB icon
2723
Nuveen Taxable Municipal Income Fund
NBB
$449M
– –
-1,120
Closed -$18.2K
NBTB icon
2724
NBT Bancorp
NBTB
$2.75B
– –
-30
Closed -$1.25K
NCLH icon
2725
Norwegian Cruise Line
NCLH
$9.62B
– –
-3,535
Closed -$87.1K
107 108
109
110 111

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.