We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOD icon
2676
Modine Manufacturing
MOD
$11.3B
– –
-919
Closed -$131K
CALY
2677
Callaway Golf Company
CALY
$3.25B
– –
-706
Closed -$6.71K
MOG.A icon
2678
Moog Inc Class A
MOG.A
$13.4B
– –
-744
Closed -$155K
MOH icon
2679
Molina Healthcare
MOH
$10.4B
– –
-147
Closed -$28.1K
MOMO
2680
Hello Group
MOMO
$867M
– –
-107
Closed -$794
MOS icon
2681
The Mosaic Company
MOS
$7.3B
– –
-1,211
Closed -$42K
MP icon
2682
MP Materials
MP
$7.3B
– –
-1,316
Closed -$88.3K
MPLX icon
2683
MPLX
MPLX
$60B
– –
-2,179
Closed -$109K
MPT
2684
Medical Properties Trust
MPT
$2.86B
– –
-361
Closed -$1.83K
MRAM icon
2685
Everspin Technologies
MRAM
$328M
– –
-3,500
Closed -$32.6K
MQY icon
2686
BlackRock MuniYield Quality Fund
MQY
$812M
– –
-277
Closed -$3.23K
MRC
2687
DELISTED
MRC Global
MRC
– –
-32
Closed -$461
MREO
2688
Mereo BioPharma
MREO
$49.6M
– –
-75
Closed -$155
MRNA icon
2689
Moderna
MRNA
$21.9B
– –
-2,643
Closed -$68.3K
MRUS
2690
DELISTED
Merus
MRUS
– –
-13
Closed -$1.22K
MRVI icon
2691
Maravai LifeSciences
MRVI
$1.02B
– –
-48
Closed -$138
MSA icon
2692
Mine Safety
MSA
$6.99B
– –
-593
Closed -$102K
MSEX icon
2693
Middlesex Water
MSEX
$1.09B
– –
-8
Closed -$433
MSGE icon
2694
Madison Square Garden
MSGE
$3.67B
– –
-1
Closed -$45
MSM icon
2695
MSC Industrial Direct
MSM
$7.01B
– –
-1,327
Closed -$122K
MT icon
2696
ArcelorMittal
MT
$51.1B
– –
-1,270
Closed -$45.9K
MTCH icon
2697
Match Group
MTCH
$9.2B
– –
-3,769
Closed -$133K
MTD icon
2698
Mettler-Toledo International
MTD
$28B
– –
-78
Closed -$95.8K
MTB icon
2699
M&T Bank
MTB
$36.6B
– –
-591
Closed -$117K
MTDR icon
2700
Matador Resources
MTDR
$5.66B
– –
-391
Closed -$17.6K
106 107
108
109 110

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.