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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSIC icon
2676
Henry Schein
HSIC
$9.69B
$4.08K ﹤0.01%
54
-52
-49% -$3.9K
RGNX icon
2677
Regenxbio
RGNX
$602M
$3.98K ﹤0.01%
189
+130
+220% +$2.31K
NS
2678
DELISTED
NuStar Energy L.P.
NS
$3.96K ﹤0.01%
170
– –
AVDX
2679
DELISTED
AvidXchange
AVDX
$3.94K ﹤0.01%
300
– –
GME icon
2680
GameStop
GME
$9.83B
$3.94K ﹤0.01%
315
– –
SGRY icon
2681
Surgery Partners
SGRY
$2.06B
$3.91K ﹤0.01%
+131
New +$4.1K
STAA icon
2682
STAAR Surgical
STAA
$1.09B
$3.9K ﹤0.01%
102
-54
-35% -$1.76K
YELP icon
2683
Yelp
YELP
$1.51B
$3.9K ﹤0.01%
99
+10
+11% +$414
CLB icon
2684
Core Laboratories
CLB
$514M
$3.89K ﹤0.01%
228
+18
+9% +$283
DGS icon
2685
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.68B
$3.87K ﹤0.01%
76
– –
NXRT
2686
NexPoint Residential Trust
NXRT
$686M
$3.86K ﹤0.01%
120
-3
-2% -$93
PAA icon
2687
Plains All American Pipeline
PAA
$17.3B
$3.86K ﹤0.01%
220
-8,916
-98% -$144K
DNA icon
2688
Ginkgo Bioworks
DNA
$481M
$3.85K ﹤0.01%
83
+2
+2% +$104
PTH icon
2689
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$215M
$3.83K ﹤0.01%
87
– –
MCRI icon
2690
Monarch Casino & Resort
MCRI
$2.22B
$3.82K ﹤0.01%
51
– –
VICR icon
2691
Vicor
VICR
$8.32B
$3.82K ﹤0.01%
100
-150
-60% -$5.83K
WLK icon
2692
Westlake Corp
WLK
$9.42B
$3.82K ﹤0.01%
25
– –
EWL icon
2693
iShares MSCI Switzerland ETF
EWL
$2.18B
$3.81K ﹤0.01%
80
+35
+78% +$1.66K
WES icon
2694
Western Midstream Partners
WES
$19.6B
$3.8K ﹤0.01%
107
-4,722
-98% -$147K
SIG icon
2695
Signet Jewelers
SIG
$3.85B
$3.8K ﹤0.01%
38
+9
+31% +$900
HESM icon
2696
Hess Midstream
HESM
$5.16B
$3.79K ﹤0.01%
+105
New +$3.55K
AAON icon
2697
Aaon
AAON
$7.66B
$3.79K ﹤0.01%
43
– –
KMT icon
2698
Kennametal
KMT
$2.74B
$3.77K ﹤0.01%
151
-110
-42% -$2.71K
GLOF icon
2699
iShares Global Equity Factor ETF
GLOF
$212M
$3.76K ﹤0.01%
91
– –
CLNE icon
2700
Clean Energy Fuels
CLNE
$427M
$3.75K ﹤0.01%
1,400
– –
106 107
108
109 110

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.