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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGA icon
2651
Magna International
MGA
$18.9B
– –
-286
Closed -$13.5K
MGEE icon
2652
MGE Energy Inc
MGEE
$3.13B
– –
-139
Closed -$11.7K
MGIC
2653
DELISTED
Magic Software Enterprises
MGIC
– –
-300
Closed -$6.12K
MGOV icon
2654
First Trust Intermediate Government Opportunities ETF
MGOV
$101M
– –
-587
Closed -$12K
MGPI icon
2655
MGP Ingredients
MGPI
$400M
– –
-279
Closed -$6.75K
MGRC icon
2656
McGrath RentCorp
MGRC
$2.96B
– –
-76
Closed -$8.91K
MGY icon
2657
Magnolia Oil & Gas
MGY
$5.61B
– –
-859
Closed -$20.5K
MHK icon
2658
Mohawk Industries
MHK
$7.15B
– –
-100
Closed -$12.9K
MHO icon
2659
M/I Homes
MHO
$3.91B
– –
-32
Closed -$4.62K
MIDD icon
2660
Middleby
MIDD
$6.19B
– –
-735
Closed -$97.7K
MIG icon
2661
VanEck Moody's Analytics IG Corporate Bond ETF
MIG
$19.4M
– –
-257
Closed -$5.6K
MINO icon
2662
PIMCO Municipal Income Opportunities Active ETF
MINO
$728M
– –
-1,419
Closed -$64.3K
MIR icon
2663
Mirion Technologies
MIR
$4.13B
– –
-714
Closed -$16.6K
MKSI icon
2664
MKS Inc
MKSI
$19.3B
– –
-279
Closed -$34.5K
MKTX icon
2665
MarketAxess Holdings
MKTX
$4.31B
– –
-93
Closed -$16.2K
MLAB icon
2666
Mesa Laboratories
MLAB
$552M
– –
-21
Closed -$1.41K
MLCO icon
2667
Melco Resorts & Entertainment
MLCO
$2.19B
– –
-2,014
Closed -$18.5K
MLKN icon
2668
MillerKnoll
MLKN
$1.61B
– –
-10
Closed -$177
MLTX icon
2669
MoonLake Immunotherapeutics
MLTX
$1.63B
– –
-54
Closed -$387
MMI icon
2670
Marcus & Millichap
MMI
$1.22B
– –
-148
Closed -$4.34K
MMIT icon
2671
IQ MacKay Municipal Intermediate ETF
MMIT
$1.46B
– –
-5,606
Closed -$136K
MMYT icon
2672
MakeMyTrip
MMYT
$5.12B
– –
-86
Closed -$8.05K
MNDY icon
2673
monday.com
MNDY
$3.75B
– –
-834
Closed -$162K
DFTX
2674
Definium Therapeutics
DFTX
$5.52B
– –
-58
Closed -$684
MNRO icon
2675
Monro
MNRO
$536M
– –
-64
Closed -$1.15K
105 106
107
108 109

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.