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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBF icon
2651
Invesco Bond Fund
VBF
$169M
$11.7K ﹤0.01%
743
– –
KOS icon
2652
Kosmos Energy
KOS
$1.45B
$11.7K ﹤0.01%
7,060
+1,567
+29% +$2.93K
MGEE icon
2653
MGE Energy Inc
MGEE
$3.08B
$11.7K ﹤0.01%
139
– –
NYT icon
2654
New York Times
NYT
$11.7B
$11.7K ﹤0.01%
204
+53
+35% +$3.02K
AHRT
2655
AH Realty Trust
AHRT
$536M
$11.7K ﹤0.01%
1,668
+1,504
+917% +$10.7K
UTZ icon
2656
Utz Brands
UTZ
$1.25B
$11.7K ﹤0.01%
961
+73
+8% +$967
QMAG
2657
FT Vest Nasdaq-100 Moderate Buffer ETF - August
QMAG
$53.1M
$11.6K ﹤0.01%
+500
New +$11.3K
SIXH icon
2658
ETC 6 Meridian Hedged Equity Index Option ETF
SIXH
$579M
$11.6K ﹤0.01%
299
+32
+12% +$1.24K
FLTB icon
2659
Fidelity Limited Term Bond ETF
FLTB
$415M
$11.5K ﹤0.01%
227
+10
+5% +$506
NSIT icon
2660
Insight Enterprises
NSIT
$3.71B
$11.5K ﹤0.01%
101
-22
-18% -$2.86K
SAIL
2661
SailPoint Inc
SAIL
$8.7B
$11.4K ﹤0.01%
517
+16
+3% +$335
CSGS
2662
DELISTED
CSG Systems International
CSGS
$11.4K ﹤0.01%
177
+51
+40% +$3.25K
VPL icon
2663
Vanguard FTSE Pacific ETF
VPL
$8.06B
$11.4K ﹤0.01%
130
-76
-37% -$6.47K
LKFN icon
2664
Lakeland Financial Corp
LKFN
$1.58B
$11.4K ﹤0.01%
177
-20
-10% -$1.3K
JANM
2665
FT U.S. Equity Max Buffer ETF - January
JANM
$36.5M
$11.3K ﹤0.01%
350
– –
PXH icon
2666
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.91B
$11.3K ﹤0.01%
445
– –
BDIV
2667
AAM Brentview Dividend Growth ETF
BDIV
$6.19M
$11.2K ﹤0.01%
500
– –
LCII icon
2668
LCI Industries
LCII
$2.52B
$11.2K ﹤0.01%
120
-9
-7% -$899
IPO icon
2669
Renaissance IPO ETF
IPO
$157M
$11.2K ﹤0.01%
225
-50
-18% -$2.42K
SII
2670
Sprott
SII
$2.7B
$11.1K ﹤0.01%
134
– –
BCD icon
2671
abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
BCD
$402M
$11.1K ﹤0.01%
324
– –
PHIN icon
2672
Phinia Inc
PHIN
$2.91B
$11.1K ﹤0.01%
193
+85
+79% +$4.59K
SBET icon
2673
Sharplink Inc
SBET
$1.34B
$11.1K ﹤0.01%
650
+250
+63% +$4.91K
CHWY icon
2674
Chewy
CHWY
$8.93B
$11K ﹤0.01%
272
-1
-0.4% -$39
AZTA icon
2675
Azenta
AZTA
$1.27B
$11K ﹤0.01%
383
-14
-4% -$434
105 106
107
108 109

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.