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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
M icon
2626
Macy's
M
$6.62B
– –
-1,043
Closed -$18.7K
MAC icon
2627
Macerich
MAC
$7.55B
– –
-408
Closed -$7.43K
MAGA icon
2628
Point Bridge America First ETF
MAGA
$31.7M
– –
-100
Closed -$5.25K
MAIN icon
2629
Main Street Capital
MAIN
$5.11B
– –
-972
Closed -$61.8K
MAKX icon
2630
ProShares S&P Kensho Smart Factories ETF
MAKX
$4.71M
– –
-52
Closed -$2.66K
MAN icon
2631
ManpowerGroup
MAN
$2.6B
– –
-39
Closed -$1.48K
MANH icon
2632
Manhattan Associates
MANH
$9.98B
– –
-274
Closed -$56.2K
MARA icon
2633
Marathon Digital Holdings
MARA
$4.26B
– –
-2,945
Closed -$53.8K
MASI
2634
DELISTED
Masimo
MASI
– –
-7
Closed -$1.03K
MAT icon
2635
Mattel
MAT
$4.48B
– –
-442
Closed -$7.44K
MBC icon
2636
MasterBrand
MBC
$1.16B
– –
-1,090
Closed -$14.3K
MBI icon
2637
MBIA
MBI
$279M
– –
-162
Closed -$1.21K
MBLY icon
2638
Mobileye
MBLY
$2.12B
– –
-450
Closed -$6.35K
MBWM icon
2639
Mercantile Bank Corp
MBWM
$1.04B
– –
-51
Closed -$2.29K
MC icon
2640
Moelis & Co
MC
$5.09B
– –
-131
Closed -$9.34K
MCFT icon
2641
MasterCraft Boat Holdings
MCFT
$609M
– –
-95
Closed -$2.04K
MCRI icon
2642
Monarch Casino & Resort
MCRI
$2.22B
– –
-277
Closed -$29.3K
MCY icon
2643
Mercury Insurance
MCY
$6.08B
– –
-111
Closed -$9.41K
MDGL icon
2644
Madrigal Pharmaceuticals
MDGL
$12.4B
– –
-71
Closed -$32.6K
MDIV icon
2645
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$432M
– –
-380
Closed -$6.09K
MDU icon
2646
MDU Resources
MDU
$4.35B
– –
-2,110
Closed -$37.6K
MDYV icon
2647
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.79B
– –
-368
Closed -$30.7K
MEAR icon
2648
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
– –
-345
Closed -$17.4K
MED icon
2649
Medifast
MED
$108M
– –
-31
Closed -$424
MESO
2650
Mesoblast
MESO
$1.86B
– –
-7
Closed -$113
104 105
106
107 108

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.