We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRMA
2551
DELISTED
Global X Conscious Companies ETF
KRMA
– –
-127
Closed -$5.48K
KROS icon
2552
Keros Therapeutics
KROS
$199M
– –
-86
Closed -$1.36K
KRYS icon
2553
Krystal Biotech
KRYS
$10.7B
– –
-17
Closed -$3K
KSCP icon
2554
Knightscope
KSCP
$26.2M
– –
-50
Closed -$289
KSS icon
2555
Kohl's
KSS
$2.16B
– –
-204
Closed -$3.13K
KT icon
2556
KT
KT
$8.95B
– –
-2,224
Closed -$43.4K
KTB icon
2557
Kontoor Brands
KTB
$4.87B
– –
-296
Closed -$23.6K
KTOS icon
2558
Kratos Defense & Security Solutions
KTOS
$9.12B
– –
-424
Closed -$38.7K
KVYO icon
2559
Klaviyo
KVYO
$5.65B
– –
-209
Closed -$5.79K
KWEB icon
2560
KraneShares CSI China Internet ETF
KWEB
$5.41B
– –
-4,489
Closed -$189K
KWR icon
2561
Quaker Houghton
KWR
$2.67B
– –
-258
Closed -$34K
KWT icon
2562
iShares MSCI Kuwait ETF
KWT
$71.4M
– –
-4
Closed -$158
KXI icon
2563
iShares Global Consumer Staples ETF
KXI
$1.08B
– –
-105
Closed -$6.76K
KYMR icon
2564
Kymera Therapeutics
KYMR
$8.73B
– –
-5
Closed -$283
KYN icon
2565
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
– –
-3,775
Closed -$46.7K
LAD icon
2566
Lithia Motors
LAD
$8.17B
– –
-44
Closed -$13.9K
LADR
2567
Ladder Capital
LADR
$1.26B
– –
-3,157
Closed -$34.4K
LAND
2568
Gladstone Land Corp
LAND
$366M
– –
-2,600
Closed -$23.8K
LASR icon
2569
nLIGHT
LASR
$3.57B
– –
-101
Closed -$2.99K
LAZ icon
2570
Lazard
LAZ
$4.21B
– –
-1,682
Closed -$88.8K
LBRDA icon
2571
Liberty Broadband Class A
LBRDA
$4.72B
– –
-9
Closed -$570
LBRDK icon
2572
Liberty Broadband Class C
LBRDK
$4.72B
– –
-43
Closed -$2.73K
LBTYA icon
2573
Liberty Global Class A
LBTYA
$3.49B
– –
-100
Closed -$1.15K
HAPN
2574
Happen Inc
HAPN
$2.19B
– –
-154
Closed -$2.34K
LCID icon
2575
Lucid Motors
LCID
$3.08B
– –
-194
Closed -$4.62K
101 102
103
104 105

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.