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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KCE icon
2526
State Street SPDR S&P Capital Markets ETF
KCE
$461M
– –
-210
Closed -$32.1K
KD icon
2527
Kyndryl
KD
$2.94B
– –
-1,505
Closed -$45.2K
KE
2528
Kimball Electronics
KE
$593M
– –
-1,133
Closed -$33.8K
KEP icon
2529
Korea Electric Power
KEP
$14.9B
– –
-224
Closed -$2.92K
KEX icon
2530
Kirby Corp
KEX
$7.77B
– –
-146
Closed -$12.2K
KFRC icon
2531
Kforce
KFRC
$1.04B
– –
-213
Closed -$6.39K
KFY icon
2532
Korn Ferry
KFY
$4.26B
– –
-229
Closed -$16K
KGC icon
2533
Kinross Gold
KGC
$28.1B
– –
-2,221
Closed -$55.2K
KHC icon
2534
Kraft Heinz
KHC
$32.4B
– –
-4,720
Closed -$123K
KIE icon
2535
State Street SPDR S&P Insurance ETF
KIE
$671M
– –
-311
Closed -$18.4K
KIM icon
2536
Kimco Realty
KIM
$17.7B
– –
-1,588
Closed -$34.7K
KLIC icon
2537
Kulicke & Soffa
KLIC
$4.76B
– –
-643
Closed -$26.1K
KMLM icon
2538
KFA Mount Lucas Managed Futures Index Strategy ETF
KMLM
$380M
– –
-1,727
Closed -$46.5K
KMPR icon
2539
Kemper
KMPR
$1.82B
– –
-6
Closed -$309
KMT icon
2540
Kennametal
KMT
$2.71B
– –
-36
Closed -$753
KN icon
2541
Knowles
KN
$3.07B
– –
-238
Closed -$5.55K
KNF icon
2542
Knife River
KNF
$4.48B
– –
-398
Closed -$30.6K
KNSL icon
2543
Kinsale Capital Group
KNSL
$8.43B
– –
-135
Closed -$57.4K
KNX icon
2544
Knight Transportation
KNX
$11.4B
– –
-131
Closed -$5.18K
KOF icon
2545
Coca-Cola Femsa
KOF
$22.8B
– –
-110
Closed -$9.14K
KOP icon
2546
Koppers
KOP
$965M
– –
-45
Closed -$1.26K
KORP icon
2547
American Century Diversified Corporate Bond ETF
KORP
$873M
– –
-611
Closed -$29.1K
KOS icon
2548
Kosmos Energy
KOS
$1.39B
– –
-7,060
Closed -$11.7K
KRC icon
2549
Kilroy Realty
KRC
$4.5B
– –
-2,648
Closed -$112K
KRG icon
2550
Kite Realty
KRG
$5.91B
– –
-679
Closed -$15.1K
100 101
102
103 104

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.