We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YJUN icon
2526
FT Vest International Equity Buffer ETF June
YJUN
$137M
$15.6K ﹤0.01%
624
-350
-36% -$8.64K
CRSP icon
2527
CRISPR Therapeutics
CRSP
$4.6B
$15.6K ﹤0.01%
241
+182
+308% +$10.4K
AB icon
2528
AllianceBernstein
AB
$3.54B
$15.6K ﹤0.01%
407
-72
-15% -$2.88K
CLH icon
2529
Clean Harbors
CLH
$15.9B
$15.6K ﹤0.01%
67
-2
-3% -$474
IDCC icon
2530
InterDigital
IDCC
$6.7B
$15.5K ﹤0.01%
45
+32
+246% +$8.69K
TDOC icon
2531
Teladoc Health
TDOC
$1.61B
$15.5K ﹤0.01%
2,000
-195
-9% -$1.52K
OGIG icon
2532
ALPS O'Shares Global Internet Giants ETF
OGIG
$100M
$15.5K ﹤0.01%
269
– –
RSPG icon
2533
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$552M
$15.4K ﹤0.01%
193
-66
-25% -$5.06K
FITE
2534
State Street SPDR S&P Kensho Future Security ETF
FITE
$144M
$15.3K ﹤0.01%
179
+44
+33% +$3.48K
AEG icon
2535
Aegon
AEG
$13.5B
$15.2K ﹤0.01%
1,901
– –
QDEC icon
2536
FT Vest Growth-100 Buffer ETF December
QDEC
$682M
$15.2K ﹤0.01%
487
-236
-33% -$7.11K
KRG icon
2537
Kite Realty
KRG
$5.99B
$15.1K ﹤0.01%
679
+80
+13% +$1.78K
TRI icon
2538
Thomson Reuters
TRI
$42.7B
$15.1K ﹤0.01%
96
-246
-72% -$45.9K
TCBK icon
2539
TriCo Bancshares
TCBK
$1.84B
$15.1K ﹤0.01%
339
– –
CSW
2540
CSW Industrials
CSW
$4.78B
$15.1K ﹤0.01%
62
+15
+32% +$4.03K
TOTL icon
2541
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$15.1K ﹤0.01%
371
+6
+2% +$241
GRAB icon
2542
Grab
GRAB
$13.7B
$15K ﹤0.01%
2,495
-624
-20% -$3.31K
HCKT icon
2543
Hackett Group
HCKT
$255M
$15K ﹤0.01%
788
– –
EVER icon
2544
EverQuote
EVER
$929M
$15K ﹤0.01%
654
+318
+95% +$7.68K
LVS icon
2545
Las Vegas Sands
LVS
$31.6B
$15K ﹤0.01%
278
-4,114
-94% -$216K
DUSA icon
2546
Davis Select US Equity ETF
DUSA
$1.26B
$14.9K ﹤0.01%
312
– –
JMSI icon
2547
JPMorgan Sustainable Municipal Income ETF
JMSI
$387M
$14.9K ﹤0.01%
296
– –
COCO icon
2548
Vita Coco
COCO
$3.85B
$14.8K ﹤0.01%
348
+326
+1,482% +$12.1K
CMC icon
2549
Commercial Metals
CMC
$7.53B
$14.8K ﹤0.01%
258
+63
+32% +$3.48K
SKY icon
2550
Champion Homes
SKY
$4.52B
$14.7K ﹤0.01%
193
+86
+80% +$6.07K
100 101
102
103 104

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.