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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIVN icon
2501
Rivian
RIVN
$23.9B
$16.3K ﹤0.01%
1,108
+201
+22% +$2.69K
VVX icon
2502
V2X
VVX
$2.73B
$16.3K ﹤0.01%
+280
New +$15K
PTRB icon
2503
PGIM Total Return Bond ETF
PTRB
$1.11B
$16.2K ﹤0.01%
385
– –
MKTX icon
2504
MarketAxess Holdings
MKTX
$4.19B
$16.2K ﹤0.01%
93
-134
-59% -$26.2K
IBUF
2505
Innovator International Developed 10 Buffer ETF - Quarterly
IBUF
$109M
$16.2K ﹤0.01%
568
– –
ACVU
2506
Hartford Alpha Capture Value ETF
ACVU
$184M
$16.2K ﹤0.01%
609
– –
PENN icon
2507
PENN Entertainment
PENN
$2.83B
$16.1K ﹤0.01%
838
-15
-2% -$281
ITB icon
2508
iShares US Home Construction ETF
ITB
$2.35B
$16.1K ﹤0.01%
150
+90
+150% +$9.48K
SLF icon
2509
Sun Life Financial
SLF
$46B
$16.1K ﹤0.01%
268
+104
+63% +$6.25K
PB icon
2510
Prosperity Bancshares
PB
$8.69B
$16.1K ﹤0.01%
242
+7
+3% +$481
KFY icon
2511
Korn Ferry
KFY
$4.13B
$16K ﹤0.01%
229
+10
+5% +$729
SPTM icon
2512
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$16K ﹤0.01%
198
– –
FLHY icon
2513
Franklin High Yield Corporate ETF
FLHY
$1.21B
$15.9K ﹤0.01%
650
– –
BILS icon
2514
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.88B
$15.9K ﹤0.01%
+160
New +$15.9K
DLB icon
2515
Dolby
DLB
$4.85B
$15.9K ﹤0.01%
220
-22
-9% -$1.62K
ABFL
2516
Abacus FCF Leaders ETF
ABFL
$526M
$15.9K ﹤0.01%
221
– –
OSPN icon
2517
OneSpan
OSPN
$562M
$15.9K ﹤0.01%
1,000
– –
NFLT icon
2518
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$446M
$15.9K ﹤0.01%
688
+9
+1% +$206
UUUU icon
2519
Energy Fuels
UUUU
$2.93B
$15.8K ﹤0.01%
+1,032
New +$11K
HELE icon
2520
Helen of Troy
HELE
$658M
$15.8K ﹤0.01%
627
+226
+56% +$5.47K
HYGW icon
2521
iShares High Yield Corporate Bond BuyWrite Strategy ETF
HYGW
$112M
$15.8K ﹤0.01%
520
– –
TLN
2522
Talen Energy Corp
TLN
$16.6B
$15.7K ﹤0.01%
37
+18
+95% +$6.5K
NNOV
2523
Innovator Growth-100 Power Buffer ETF - November
NNOV
$86.2M
$15.7K ﹤0.01%
550
– –
PXF icon
2524
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.84B
$15.7K ﹤0.01%
256
– –
XHB icon
2525
State Street SPDR S&P Homebuilders ETF
XHB
$1.68B
$15.6K ﹤0.01%
141
-10
-7% -$1.1K
99 100
101
102 103

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.