Princeton Alpha Management’s Rockwell Automation ROK Stock Holding History

Princeton Alpha Management’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-8,919	Closed	-$905K	–	898
2015 Q3	$905K	Buy	+8,919	New	+$1.01M	0.19%	157
2015 Q1	–	Sell	-2,389	Closed	-$266K	–	857
2014 Q4	$266K	Sell	2,389 -5,478	-70%	-$601K	0.07%	483
2014 Q3	$864K	Sell	7,867 -5,004	-39%	-$588K	0.2%	137
2014 Q2	$1.61M	Buy	12,871 +9,081	+240%	+$1.12M	0.33%	72
2014 Q1	$472K	Buy	3,790 +2,099	+124%	+$249K	0.15%	204
2013 Q4	$200K	Buy	+1,691	New	+$188K	0.15%	334

Other funds holding ROK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Princeton Alpha Management's ROK Position: Q4 2015 in Review

Princeton Alpha Management sold out of Rockwell Automation (ROK) in Q4 2015, closing a stake of 8,919 shares — an estimated $905K sold.

Princeton Alpha Management first reported a position in ROK in Q4 2013 and held it in 6 quarters. The position peaked at $1.61M in Q2 2014. 600 funds tracked by Wall St. Rank hold ROK as of Q4 2015.

Princeton Alpha Management reported no remaining Rockwell Automation position as of Q4 2015 after selling out during the quarter.
Princeton Alpha Management sold 8,919 Rockwell Automation shares in Q4 2015, an estimated $905K.
Princeton Alpha Management first reported a position in Rockwell Automation in Q4 2013 and held it in 6 quarters.
Princeton Alpha Management's Rockwell Automation position peaked at $1.61M in Q2 2014.
600 funds tracked by Wall St. Rank held Rockwell Automation as of Q4 2015.

Based on Princeton Alpha Management's 13F filing for Q4 2015, filed 4 Feb 2016.