PCM
ECF

Prelude Capital Management’s Ellsworth Growth & Income Fund ECF Stock Holding History

Prelude Capital Management’s Portfolio ECF Stock Details ECF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-1,391
Closed -$12K – 1919
2014
Q2 		$12K Buy
1,391
+504
+57% +$4.33K ﹤0.01% 1799
2014
Q1 		$8K Buy
+887
New +$7.43K ﹤0.01% 1775

Other funds holding ECF

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Prelude Capital Management's ECF Position: Q3 2014 in Review

Prelude Capital Management sold out of Ellsworth Growth & Income Fund (ECF) in Q3 2014, closing a stake of 1,391 shares — an estimated $12K sold.

Prelude Capital Management first reported a position in ECF in Q1 2014 and held it in 2 quarters. The position peaked at $12K in Q2 2014. 34 funds tracked by Wall St. Rank hold ECF as of Q3 2014.

  • Prelude Capital Management reported no remaining Ellsworth Growth & Income Fund position as of Q3 2014 after selling out during the quarter.
  • Prelude Capital Management sold 1,391 Ellsworth Growth & Income Fund shares in Q3 2014, an estimated $12K.
  • Prelude Capital Management first reported a position in Ellsworth Growth & Income Fund in Q1 2014 and held it in 2 quarters.
  • Prelude Capital Management's Ellsworth Growth & Income Fund position peaked at $12K in Q2 2014.
  • 34 funds tracked by Wall St. Rank held Ellsworth Growth & Income Fund as of Q3 2014.

Based on Prelude Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.