Point72 Asset Management’s Legg Mason, Inc. LM Stock Holding History

Point72 Asset Management’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-35,438	Closed	-$1.36M	–	1604
2019 Q2	$1.36M	Buy	35,438 +16,538	+88%	+$572K	0.01%	737
2019 Q1	$517K	Buy	+18,900	New	+$542K	﹤0.01%	865
2016 Q4	–	Sell	-171,500	Closed	-$5.74M	–	901
2016 Q3	$5.74M	Sell	171,500 -107,600	-39%	-$3.58M	0.04%	393
2016 Q2	$8.23M	Buy	279,100 +182,000	+187%	+$5.9M	0.06%	333
2016 Q1	$3.37M	Buy	+97,100	New	+$3.05M	0.03%	496
2015 Q4	–	Sell	-222,200	Closed	-$9.25M	–	901
2015 Q3	$9.25M	Buy	+222,200	New	+$10.3M	0.07%	319

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

TFM

Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Point72 Asset Management's LM Position: Q3 2019 in Review

Point72 Asset Management sold out of Legg Mason, Inc. (LM) in Q3 2019, closing a stake of 35,438 shares — an estimated $1.36M sold.

Point72 Asset Management first reported a position in LM in Q3 2015 and held it in 6 quarters. The position peaked at $9.25M in Q3 2015. 329 funds tracked by Wall St. Rank hold LM as of Q3 2019.

Point72 Asset Management reported no remaining Legg Mason, Inc. position as of Q3 2019 after selling out during the quarter.
Point72 Asset Management sold 35,438 Legg Mason, Inc. shares in Q3 2019, an estimated $1.36M.
Point72 Asset Management first reported a position in Legg Mason, Inc. in Q3 2015 and held it in 6 quarters.
Point72 Asset Management's Legg Mason, Inc. position peaked at $9.25M in Q3 2015.
329 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2019.

Based on Point72 Asset Management's 13F filing for Q3 2019, filed 15 Nov 2019.