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Plotkin Financial Advisors Portfolio holdings

AUM $199M
1-Year Est. Return 19.26%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+19.26%
3 Year Est. Return
+71.13%
5 Year Est. Return
+66.64%
10 Year Est. Return
–
AUM
$158M
AUM Growth
-$9.89M
Cap. Flow
-$24.3M
Cap. Flow %
-15.38%
Top 10 Hldgs %
50.62%
Holding
104
New
12
Increased
15
Reduced
51
Closed
19

Top Buys

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$2.07M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.03M
3
TQQQ icon
ProShares UltraPro QQQ
TQQQ
+$902K
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$862K
5
RXL icon
ProShares Ultra Health Care
RXL
+$699K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$3.94M
2
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$2.9M
3
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$1.98M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$1.84M
5
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$1.38M

Sector Composition

Rank Sector Weight
1 Technology 4.5%
2 Consumer Discretionary 2.39%
3 Real Estate 1.92%
4 Communication Services 0.82%
5 Financials 0.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKYY icon
1
First Trust Cloud Computing ETF
SKYY
$2.74B
$14.6M 9.22%
139,892
-26,337
-16% -$2.9M
SSO icon
2
ProShares Ultra S&P500
SSO
$7.82B
$12.9M 8.12%
351,276
+3,820
+1% +$131K
FTCS icon
3
First Trust Capital Strength ETF
FTCS
$7.88B
$7.91M 4.99%
93,515
-2,682
-3% -$215K
FAD icon
4
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
$7.38M 4.67%
58,793
-1,914
-3% -$238K
CIBR icon
5
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$6.98M 4.41%
132,305
-26,214
-17% -$1.38M
ROM icon
6
ProShares Ultra Technology
ROM
$1.13B
$6.7M 4.23%
105,202
+9,560
+10% +$570K
VIG icon
7
Vanguard Dividend Appreciation ETF
VIG
$111B
$6.3M 3.98%
36,656
+2,277
+7% +$375K
MTUM icon
8
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$5.89M 3.72%
32,406
-316
-1% -$58.2K
SMH icon
9
VanEck Semiconductor ETF
SMH
$67.6B
$5.81M 3.67%
37,644
-6,274
-14% -$907K
QQQ icon
10
Invesco QQQ Trust
QQQ
$455B
$5.72M 3.61%
14,366
-10,204
-42% -$3.94M
AAPL icon
11
Apple
AAPL
$4.89T
$5.49M 3.47%
30,939
-1,694
-5% -$268K
FDN icon
12
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$5.47M 3.46%
24,201
-5,816
-19% -$1.38M
FYC icon
13
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
$5.41M 3.42%
72,564
-6,423
-8% -$482K
DDM icon
14
ProShares Ultra Dow30
DDM
$531M
$4.5M 2.84%
112,516
-1,020
-0.9% -$39K
UYG icon
15
ProShares Ultra Financials
UYG
$811M
$3.8M 2.4%
56,164
-1,839
-3% -$127K
TQQQ icon
16
ProShares UltraPro QQQ
TQQQ
$31.1B
$3.76M 2.38%
90,412
+23,296
+35% +$902K
UWM icon
17
ProShares Ultra Russell2000
UWM
$255M
$3.02M 1.91%
54,316
-31,938
-37% -$1.84M
VTI icon
18
Vanguard Total Stock Market ETF
VTI
$654B
$3.01M 1.9%
12,459
+867
+7% +$205K
IGV icon
19
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$2.85M 1.8%
35,845
-540
-1% -$45.1K
FXO icon
20
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$2.25M 1.42%
48,533
-6,969
-13% -$325K
FNOV icon
21
FT Vest US Equity Buffer ETF November
FNOV
$1.2B
$2.1M 1.32%
+53,756
New +$2.07M
FXL icon
22
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$1.99M 1.26%
15,103
-1,309
-8% -$171K
KOMP icon
23
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.59B
$1.92M 1.21%
32,516
-31,615
-49% -$1.98M
AMZN icon
24
Amazon
AMZN
$2.5T
$1.9M 1.2%
11,380
+2,720
+31% +$466K
QLD icon
25
ProShares Ultra QQQ
QLD
$12.5B
$1.35M 0.85%
30,354
+15,888
+110% +$671K
1
2 3 4 5

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Plotkin Financial Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Plotkin Financial Advisors held 104 positions worth $158M, down 5.9% from $168M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Plotkin Financial Advisors withdrew a net $24.3M in Q4 2021, closing 19 positions and reducing 51 holdings. Its most notable exit was FT Vest US Equity Buffer ETF February, an estimated $985K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, up from 3.7% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Plotkin Financial Advisors opened a new position in FT Vest US Equity Buffer ETF November worth $2.1M.

  • Plotkin Financial Advisors's largest Q4 2021 buy was FT Vest US Equity Buffer ETF November: 53,756 shares worth $2.1M.
  • Plotkin Financial Advisors added most to ProShares UltraPro QQQ in Q4 2021, an estimated $902K increase.
  • Plotkin Financial Advisors's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $3.94M.
  • Plotkin Financial Advisors fully exited FT Vest US Equity Buffer ETF February in Q4 2021, selling an estimated $985K.
  • Plotkin Financial Advisors's ten largest holdings make up 51% of its $158M portfolio in Q4 2021.
  • Plotkin Financial Advisors opened 12 new positions and closed 19 in Q4 2021.
  • Plotkin Financial Advisors's portfolio value fell 5.9% quarter-over-quarter to $158M.

Based on Plotkin Financial Advisors's 13F filing for Q4 2021, filed 15 Nov 2024.