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Plotkin Financial Advisors Portfolio holdings

AUM $199M
1-Year Est. Return 19.26%
This Fund
S&P 500
This Quarter Est. Return
+3.41%
1 Year Est. Return
+19.26%
3 Year Est. Return
+71.13%
5 Year Est. Return
+66.64%
10 Year Est. Return
–
AUM
$163M
AUM Growth
+$12.1M
Cap. Flow
+$10.2M
Cap. Flow %
6.22%
Top 10 Hldgs %
48.83%
Holding
89
New
20
Increased
26
Reduced
25
Closed
6

Top Buys

Rank Stock Value
1
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$6.76M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$4.23M
3
ARKW icon
ARK Web x.0 ETF
ARKW
+$3.14M
4
QQQJ icon
Invesco NASDAQ Next Gen 100 ETF
QQQJ
+$2.47M
5
UWM icon
ProShares Ultra Russell2000
UWM
+$2.19M

Top Sells

Rank Stock Value
1
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$5.91M
2
SSO icon
ProShares Ultra S&P500
SSO
+$3.25M
3
QLD icon
ProShares Ultra QQQ
QLD
+$2.76M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$2.32M
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.01M

Sector Composition

Rank Sector Weight
1 Technology 3.39%
2 Real Estate 2.27%
3 Consumer Discretionary 2.07%
4 Financials 0.93%
5 Healthcare 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKYY icon
1
First Trust Cloud Computing ETF
SKYY
$2.74B
$16.4M 10.01%
170,911
-3,602
-2% -$360K
ARKK icon
2
ARK Innovation ETF
ARKK
$5.89B
$8.63M 5.28%
71,982
+14,781
+26% +$2M
FDN icon
3
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$8.42M 5.15%
38,588
-6,535
-14% -$1.45M
QQQ icon
4
Invesco QQQ Trust
QQQ
$455B
$7.9M 4.84%
24,769
-2,573
-9% -$823K
IGV icon
5
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$6.9M 4.22%
100,985
-28,335
-22% -$2.01M
FYC icon
6
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
$6.7M 4.1%
+96,105
New +$6.76M
FAD icon
7
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
$6.69M 4.09%
61,754
-1,730
-3% -$190K
FTCS icon
8
First Trust Capital Strength ETF
FTCS
$7.88B
$6.18M 3.78%
87,213
-8,222
-9% -$559K
CIBR icon
9
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$6.09M 3.72%
145,586
+15,924
+12% +$697K
ARKF icon
10
ARK Blockchain & Fintech Innovation ETF
ARKF
$718M
$5.97M 3.65%
116,794
+5,719
+5% +$312K
MTUM icon
11
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$5.7M 3.49%
35,461
-5,525
-13% -$913K
SMH icon
12
VanEck Semiconductor ETF
SMH
$67.6B
$4.74M 2.9%
38,902
+13,660
+54% +$1.62M
VIG icon
13
Vanguard Dividend Appreciation ETF
VIG
$111B
$4.31M 2.64%
29,323
-1,391
-5% -$198K
AAPL icon
14
Apple
AAPL
$4.89T
$4.25M 2.6%
34,800
+1,499
+5% +$192K
QQQJ icon
15
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.11B
$3.97M 2.43%
124,685
+75,447
+153% +$2.47M
QCLN icon
16
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$633M
$3.78M 2.31%
+55,113
New +$4.23M
ARKW icon
17
ARK Web x.0 ETF
ARKW
$1.64B
$3.66M 2.24%
24,803
+19,462
+364% +$3.14M
KOMP icon
18
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.59B
$3.41M 2.08%
50,318
+5,263
+12% +$356K
SSO icon
19
ProShares Ultra S&P500
SSO
$7.82B
$3.03M 1.85%
118,380
-134,224
-53% -$3.25M
QLD icon
20
ProShares Ultra QQQ
QLD
$12.5B
$2.89M 1.77%
98,520
-93,080
-49% -$2.76M
UWM icon
21
ProShares Ultra Russell2000
UWM
$255M
$2.86M 1.75%
51,122
+39,626
+345% +$2.19M
TQQQ icon
22
ProShares UltraPro QQQ
TQQQ
$31.1B
$2.59M 1.59%
113,728
+41,112
+57% +$969K
PTY icon
23
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$2.44M 1.49%
133,484
-28,489
-18% -$512K
FXL icon
24
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$2.28M 1.39%
20,052
-779
-4% -$89.8K
ARKG icon
25
ARK Genomic Revolution ETF
ARKG
$1.51B
$2.27M 1.39%
25,602
+22,009
+613% +$2.18M
1
2 3 4

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Plotkin Financial Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Plotkin Financial Advisors held 89 positions worth $163M, up 8% from $151M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Plotkin Financial Advisors deployed $10.2M of net new capital in Q1 2021, opening 20 new positions and adding to 26 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 96,105 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, down from 3.7% a quarter earlier, followed by Real Estate and Consumer Discretionary.

On the sell side, the largest reduction was First Trust NASDAQ-100 Technology Index Fund, an estimated $5.91M trimmed.

  • Plotkin Financial Advisors's largest Q1 2021 buy was First Trust Small Cap Growth AlphaDEX Fund: 96,105 shares worth $6.7M.
  • Plotkin Financial Advisors added most to ARK Web x.0 ETF in Q1 2021, an estimated $3.14M increase.
  • Plotkin Financial Advisors's biggest Q1 2021 reduction was First Trust NASDAQ-100 Technology Index Fund, cutting an estimated $5.91M.
  • Plotkin Financial Advisors fully exited First Trust Nasdaq-100 Select Equal Weight ETF in Q1 2021, selling an estimated $2.32M.
  • Plotkin Financial Advisors's ten largest holdings make up 49% of its $163M portfolio in Q1 2021.
  • Plotkin Financial Advisors opened 20 new positions and closed 6 in Q1 2021.
  • Plotkin Financial Advisors's portfolio value rose 8% quarter-over-quarter to $163M.

Based on Plotkin Financial Advisors's 13F filing for Q1 2021, filed 15 Nov 2024.