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Plotkin Financial Advisors Portfolio holdings

AUM $199M
1-Year Est. Return 19.26%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+19.26%
3 Year Est. Return
+71.13%
5 Year Est. Return
+66.64%
10 Year Est. Return
–
AUM
$168M
AUM Growth
-$12.6M
Cap. Flow
-$10.1M
Cap. Flow %
-6%
Top 10 Hldgs %
49.31%
Holding
106
New
4
Increased
22
Reduced
43
Closed
14

Top Buys

Rank Stock Value
1
SSO icon
ProShares Ultra S&P500
SSO
+$5.13M
2
ROM icon
ProShares Ultra Technology
ROM
+$1.24M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$785K
4
SMH icon
VanEck Semiconductor ETF
SMH
+$781K
5
CPNG icon
Coupang
CPNG
+$691K

Top Sells

Rank Stock Value
1
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$4.8M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.75M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$1.39M
4
TQQQ icon
ProShares UltraPro QQQ
TQQQ
+$1.33M
5
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$1.2M

Sector Composition

Rank Sector Weight
1 Technology 3.69%
2 Consumer Discretionary 2.12%
3 Real Estate 2.04%
4 Financials 1.33%
5 Healthcare 0.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKYY icon
1
First Trust Cloud Computing ETF
SKYY
$2.74B
$17.5M 10.41%
166,229
-2,994
-2% -$321K
SSO icon
2
ProShares Ultra S&P500
SSO
$7.82B
$10.4M 6.19%
347,456
+162,384
+88% +$5.13M
QQQ icon
3
Invesco QQQ Trust
QQQ
$455B
$8.8M 5.23%
24,570
+820
+3% +$302K
CIBR icon
4
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$7.72M 4.59%
158,519
+15,875
+11% +$785K
FTCS icon
5
First Trust Capital Strength ETF
FTCS
$7.88B
$7.2M 4.28%
96,197
-5
-0% -$390
FAD icon
6
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
$7.18M 4.27%
60,707
-943
-2% -$114K
FDN icon
7
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$7.08M 4.21%
30,017
-285
-0.9% -$69.7K
MTUM icon
8
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$5.75M 3.42%
32,722
-1,928
-6% -$343K
FYC icon
9
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
$5.65M 3.36%
78,987
-16,799
-18% -$1.2M
SMH icon
10
VanEck Semiconductor ETF
SMH
$67.6B
$5.63M 3.35%
43,918
+5,928
+16% +$781K
VIG icon
11
Vanguard Dividend Appreciation ETF
VIG
$111B
$5.28M 3.14%
34,379
+3,788
+12% +$604K
ROM icon
12
ProShares Ultra Technology
ROM
$1.13B
$4.75M 2.83%
95,642
+23,320
+32% +$1.24M
UWM icon
13
ProShares Ultra Russell2000
UWM
$255M
$4.66M 2.77%
86,254
-16,840
-16% -$936K
AAPL icon
14
Apple
AAPL
$4.89T
$4.62M 2.75%
32,633
-878
-3% -$129K
DDM icon
15
ProShares Ultra Dow30
DDM
$531M
$3.94M 2.34%
113,536
-8,356
-7% -$309K
KOMP icon
16
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.59B
$3.91M 2.32%
64,131
-945
-1% -$60K
UYG icon
17
ProShares Ultra Financials
UYG
$811M
$3.68M 2.19%
58,003
-6,345
-10% -$409K
IGV icon
18
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$2.9M 1.73%
36,385
-350
-1% -$28.6K
VTI icon
19
Vanguard Total Stock Market ETF
VTI
$654B
$2.57M 1.53%
11,592
+752
+7% +$171K
FXO icon
20
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$2.46M 1.46%
55,502
-11,916
-18% -$527K
IWM icon
21
iShares Russell 2000 ETF
IWM
$80.9B
$2.17M 1.29%
9,907
-6,274
-39% -$1.39M
TQQQ icon
22
ProShares UltraPro QQQ
TQQQ
$31.1B
$2.09M 1.24%
67,116
-38,820
-37% -$1.33M
FXL icon
23
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$2.02M 1.2%
16,412
-1,805
-10% -$227K
PTY icon
24
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$1.74M 1.04%
95,310
-355
-0.4% -$7.08K
ARKF icon
25
ARK Blockchain & Fintech Innovation ETF
ARKF
$718M
$1.71M 1.02%
34,644
-2,356
-6% -$123K
1
2 3 4 5

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Plotkin Financial Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Plotkin Financial Advisors held 106 positions worth $168M, down 7% from $181M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Plotkin Financial Advisors withdrew a net $10.1M in Q3 2021, closing 14 positions and reducing 43 holdings. Its most notable exit was First Trust Materials AlphaDEX Fund, an estimated $4.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.7% of assets, up from 3.3% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Plotkin Financial Advisors opened a new position in Coupang worth $557K.

  • Plotkin Financial Advisors's largest Q3 2021 buy was Coupang: 20,000 shares worth $557K.
  • Plotkin Financial Advisors added most to ProShares Ultra S&P500 in Q3 2021, an estimated $5.13M increase.
  • Plotkin Financial Advisors's biggest Q3 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $1.39M.
  • Plotkin Financial Advisors fully exited First Trust Materials AlphaDEX Fund in Q3 2021, selling an estimated $4.8M.
  • Plotkin Financial Advisors's ten largest holdings make up 49% of its $168M portfolio in Q3 2021.
  • Plotkin Financial Advisors opened 4 new positions and closed 14 in Q3 2021.
  • Plotkin Financial Advisors's portfolio value fell 7% quarter-over-quarter to $168M.

Based on Plotkin Financial Advisors's 13F filing for Q3 2021, filed 15 Nov 2024.