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Plotkin Financial Advisors Portfolio holdings

AUM $199M
1-Year Est. Return 19.26%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+19.26%
3 Year Est. Return
+71.13%
5 Year Est. Return
+66.64%
10 Year Est. Return
–
AUM
$158M
AUM Growth
-$9.89M
Cap. Flow
-$24.3M
Cap. Flow %
-15.38%
Top 10 Hldgs %
50.62%
Holding
104
New
12
Increased
15
Reduced
51
Closed
19

Top Buys

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$2.07M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.03M
3
TQQQ icon
ProShares UltraPro QQQ
TQQQ
+$902K
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$862K
5
RXL icon
ProShares Ultra Health Care
RXL
+$699K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$3.94M
2
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$2.9M
3
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$1.98M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$1.84M
5
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$1.38M

Sector Composition

Rank Sector Weight
1 Technology 4.5%
2 Consumer Discretionary 2.39%
3 Real Estate 1.92%
4 Communication Services 0.82%
5 Financials 0.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGL icon
76
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$234K 0.15%
3,167
– –
NKE icon
77
Nike
NKE
$61.9B
$233K 0.15%
1,396
-275
-16% -$45.4K
FMAR icon
78
FT Vest US Equity Buffer ETF March
FMAR
$1.12B
$227K 0.14%
6,839
-205
-3% -$6.7K
IJK icon
79
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$225K 0.14%
2,644
– –
NSC icon
80
Norfolk Southern
NSC
$78.8B
$211K 0.13%
+710
New +$198K
EMR icon
81
Emerson Electric
EMR
$82.9B
$211K 0.13%
2,266
– –
VO icon
82
Vanguard Mid-Cap ETF
VO
$106B
$208K 0.13%
+3,272
New +$205K
SRVR icon
83
Pacer Data & Infrastructure Real Estate ETF
SRVR
$379M
$208K 0.13%
+4,807
New +$195K
BRSP
84
BrightSpire Capital
BRSP
$681M
$173K 0.11%
16,837
-3,472
-17% -$33.7K
AIRR icon
85
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
– –
-9,050
Closed -$371K
ARKK icon
86
ARK Innovation ETF
ARKK
$5.89B
– –
-2,081
Closed -$230K
ARKW icon
87
ARK Web x.0 ETF
ARKW
$1.64B
– –
-2,501
Closed -$347K
BRK.B icon
88
Berkshire Hathaway Class B
BRK.B
$1.07T
– –
-1,000
Closed -$273K
DHR icon
89
Danaher
DHR
$135B
– –
-1,314
Closed -$355K
FAPR icon
90
FT Vest US Equity Buffer ETF April
FAPR
$1.26B
– –
-6,495
Closed -$200K
FFEB icon
91
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
– –
-26,861
Closed -$985K
FIXD icon
92
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
– –
-9,212
Closed -$493K
FPE icon
93
First Trust Preferred Securities and Income ETF
FPE
$6.3B
– –
-10,707
Closed -$220K
FVCB icon
94
FVCBankcorp
FVCB
$324M
– –
-34,563
Closed -$553K
FXH icon
95
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
– –
-6,195
Closed -$737K
IBB icon
96
iShares Biotechnology ETF
IBB
$9.31B
– –
-1,521
Closed -$246K
IWR icon
97
iShares Russell Mid-Cap ETF
IWR
$56.8B
– –
-3,920
Closed -$307K
MDY icon
98
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
– –
-750
Closed -$361K
MRNA icon
99
Moderna
MRNA
$21.5B
– –
-1,425
Closed -$548K
PBW icon
100
Invesco WilderHill Clean Energy ETF
PBW
$390M
– –
-3,050
Closed -$236K
1 2 3
4
5

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Plotkin Financial Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Plotkin Financial Advisors held 104 positions worth $158M, down 5.9% from $168M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Plotkin Financial Advisors withdrew a net $24.3M in Q4 2021, closing 19 positions and reducing 51 holdings. Its most notable exit was FT Vest US Equity Buffer ETF February, an estimated $985K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, up from 3.7% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Plotkin Financial Advisors opened a new position in FT Vest US Equity Buffer ETF November worth $2.1M.

  • Plotkin Financial Advisors's largest Q4 2021 buy was FT Vest US Equity Buffer ETF November: 53,756 shares worth $2.1M.
  • Plotkin Financial Advisors added most to ProShares UltraPro QQQ in Q4 2021, an estimated $902K increase.
  • Plotkin Financial Advisors's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $3.94M.
  • Plotkin Financial Advisors fully exited FT Vest US Equity Buffer ETF February in Q4 2021, selling an estimated $985K.
  • Plotkin Financial Advisors's ten largest holdings make up 51% of its $158M portfolio in Q4 2021.
  • Plotkin Financial Advisors opened 12 new positions and closed 19 in Q4 2021.
  • Plotkin Financial Advisors's portfolio value fell 5.9% quarter-over-quarter to $158M.

Based on Plotkin Financial Advisors's 13F filing for Q4 2021, filed 15 Nov 2024.