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Plotkin Financial Advisors Portfolio holdings

AUM $199M
1-Year Est. Return 19.26%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+19.26%
3 Year Est. Return
+71.13%
5 Year Est. Return
+66.64%
10 Year Est. Return
–
AUM
$168M
AUM Growth
-$12.6M
Cap. Flow
-$10.1M
Cap. Flow %
-6%
Top 10 Hldgs %
49.31%
Holding
106
New
4
Increased
22
Reduced
43
Closed
14

Top Buys

Rank Stock Value
1
SSO icon
ProShares Ultra S&P500
SSO
+$5.13M
2
ROM icon
ProShares Ultra Technology
ROM
+$1.24M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$785K
4
SMH icon
VanEck Semiconductor ETF
SMH
+$781K
5
CPNG icon
Coupang
CPNG
+$691K

Top Sells

Rank Stock Value
1
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$4.8M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.75M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$1.39M
4
TQQQ icon
ProShares UltraPro QQQ
TQQQ
+$1.33M
5
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$1.2M

Sector Composition

Rank Sector Weight
1 Technology 3.69%
2 Consumer Discretionary 2.12%
3 Real Estate 2.04%
4 Financials 1.33%
5 Healthcare 0.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHX icon
76
Schwab US Large- Cap ETF
SCHX
$70.9B
$270K 0.16%
15,570
– –
JEPI icon
77
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$252K 0.15%
4,230
+163
+4% +$10K
IBB icon
78
iShares Biotechnology ETF
IBB
$9.31B
$246K 0.15%
1,521
– –
NKE icon
79
Nike
NKE
$61.9B
$243K 0.14%
1,671
-28
-2% -$4.57K
PBW icon
80
Invesco WilderHill Clean Energy ETF
PBW
$390M
$236K 0.14%
3,050
-6,220
-67% -$509K
V icon
81
Visa
V
$677B
$232K 0.14%
1,042
+116
+13% +$27.2K
ARKK icon
82
ARK Innovation ETF
ARKK
$5.89B
$230K 0.14%
2,081
-1,675
-45% -$202K
META icon
83
Meta Platforms (Facebook)
META
$1.51T
$229K 0.14%
674
– –
FMAR icon
84
FT Vest US Equity Buffer ETF March
FMAR
$1.12B
$224K 0.13%
7,044
-240
-3% -$7.69K
FPE icon
85
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$220K 0.13%
10,707
– –
REGL icon
86
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$215K 0.13%
3,167
– –
EMR icon
87
Emerson Electric
EMR
$82.9B
$213K 0.13%
2,266
– –
IJK icon
88
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$209K 0.12%
2,644
– –
FAPR icon
89
FT Vest US Equity Buffer ETF April
FAPR
$1.26B
$200K 0.12%
6,495
-418
-6% -$13.1K
BRSP
90
BrightSpire Capital
BRSP
$681M
$191K 0.11%
20,309
– –
PTN
91
Palatin Technologies
PTN
$13.7M
$9.96K 0.01%
18
– –
ARKG icon
92
ARK Genomic Revolution ETF
ARKG
$1.51B
– –
-3,618
Closed -$335K
ARKQ icon
93
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.88B
– –
-2,925
Closed -$252K
ERX icon
94
Direxion Daily Energy Bull 2X ETF
ERX
$249M
– –
-19,096
Closed -$539K
FLOT icon
95
iShares Floating Rate Bond ETF
FLOT
$10.1B
– –
-5,930
Closed -$301K
FXZ icon
96
First Trust Materials AlphaDEX Fund
FXZ
$378M
– –
-83,417
Closed -$4.8M
MMM icon
97
3M
MMM
$89B
– –
-1,342
Closed -$223K
FEED
98
ENvue Medical Inc
FEED
$2.33M
– –
-13
Closed -$24.1K
OIH icon
99
VanEck Oil Services ETF
OIH
$2.06B
– –
-981
Closed -$215K
UDOW icon
100
ProShares UltraPro Dow 30
UDOW
$849M
– –
-7,388
Closed -$270K
1 2 3
4
5

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CASB
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Plotkin Financial Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Plotkin Financial Advisors held 106 positions worth $168M, down 7% from $181M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Plotkin Financial Advisors withdrew a net $10.1M in Q3 2021, closing 14 positions and reducing 43 holdings. Its most notable exit was First Trust Materials AlphaDEX Fund, an estimated $4.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.7% of assets, up from 3.3% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Plotkin Financial Advisors opened a new position in Coupang worth $557K.

  • Plotkin Financial Advisors's largest Q3 2021 buy was Coupang: 20,000 shares worth $557K.
  • Plotkin Financial Advisors added most to ProShares Ultra S&P500 in Q3 2021, an estimated $5.13M increase.
  • Plotkin Financial Advisors's biggest Q3 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $1.39M.
  • Plotkin Financial Advisors fully exited First Trust Materials AlphaDEX Fund in Q3 2021, selling an estimated $4.8M.
  • Plotkin Financial Advisors's ten largest holdings make up 49% of its $168M portfolio in Q3 2021.
  • Plotkin Financial Advisors opened 4 new positions and closed 14 in Q3 2021.
  • Plotkin Financial Advisors's portfolio value fell 7% quarter-over-quarter to $168M.

Based on Plotkin Financial Advisors's 13F filing for Q3 2021, filed 15 Nov 2024.