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Plotkin Financial Advisors Portfolio holdings

AUM $199M
1-Year Est. Return 19.26%
This Fund
S&P 500
This Quarter Est. Return
-17.03%
1 Year Est. Return
+19.26%
3 Year Est. Return
+71.13%
5 Year Est. Return
+66.64%
10 Year Est. Return
–
AUM
$82.4M
AUM Growth
-$25M
Cap. Flow
-$6.98M
Cap. Flow %
-8.47%
Top 10 Hldgs %
60.16%
Holding
69
New
3
Increased
15
Reduced
25
Closed
14

Top Buys

Rank Stock Value
1
SSO icon
ProShares Ultra S&P500
SSO
+$5.02M
2
TQQQ icon
ProShares UltraPro QQQ
TQQQ
+$1.44M
3
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
+$1.35M
4
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
+$1.17M
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$399K

Top Sells

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$3.87M
2
LMLP
ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN
LMLP
+$2.23M
3
VIOG icon
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
+$1.59M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.3M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$824K

Sector Composition

Rank Sector Weight
1 Technology 3.36%
2 Financials 3.22%
3 Real Estate 2.29%
4 Consumer Discretionary 1.6%
5 Consumer Staples 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRSP
51
BrightSpire Capital
BRSP
$681M
$82.2K 0.1%
20,859
– –
FSK icon
52
FS KKR Capital
FSK
$2.98B
$41.8K 0.05%
3,486
– –
MLPA icon
53
Global X MLP ETF
MLPA
$2.28B
$31.5K 0.04%
+1,667
New +$62.2K
PTN
54
Palatin Technologies
PTN
$13.7M
$9.53K 0.01%
18
– –
DIS icon
55
Walt Disney
DIS
$165B
– –
-1,419
Closed -$205K
DVOL icon
56
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$73.9M
– –
-10,508
Closed -$234K
FLOT icon
57
iShares Floating Rate Bond ETF
FLOT
$10.1B
– –
-16,183
Closed -$824K
FNX icon
58
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
– –
-3,416
Closed -$248K
FV icon
59
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
– –
-6,462
Closed -$204K
FXO icon
60
First Trust Financials AlphaDEX Fund
FXO
$1.12B
– –
-115,395
Closed -$3.87M
FYC icon
61
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
– –
-13,832
Closed -$646K
IWO icon
62
iShares Russell 2000 Growth ETF
IWO
$14.5B
– –
-1,645
Closed -$352K
JPM icon
63
JPMorgan Chase
JPM
$939B
– –
-1,820
Closed -$254K
MCD icon
64
McDonald's
MCD
$188B
– –
-1,055
Closed -$208K
MMM icon
65
3M
MMM
$89B
– –
-1,795
Closed -$265K
VIOG icon
66
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
– –
-19,140
Closed -$1.59M
XOM icon
67
ExxonMobil
XOM
$651B
– –
-3,005
Closed -$210K
LMLP
68
DELISTED
ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN
LMLP
– –
-125,452
Closed -$2.23M
1 2
3

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CASB
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DEM
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Plotkin Financial Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Plotkin Financial Advisors held 69 positions worth $82.4M, down 23% from $107M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Plotkin Financial Advisors withdrew a net $6.98M in Q1 2020, closing 14 positions and reducing 25 holdings. Its most notable exit was First Trust Financials AlphaDEX Fund, an estimated $3.87M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 2.7% a quarter earlier, followed by Financials and Real Estate.

Against the trend, Plotkin Financial Advisors opened a new position in ProShares UltraPro QQQ worth $817K.

  • Plotkin Financial Advisors's largest Q1 2020 buy was ProShares UltraPro QQQ: 137,248 shares worth $817K.
  • Plotkin Financial Advisors added most to ProShares Ultra S&P500 in Q1 2020, an estimated $5.02M increase.
  • Plotkin Financial Advisors's biggest Q1 2020 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $1.3M.
  • Plotkin Financial Advisors fully exited First Trust Financials AlphaDEX Fund in Q1 2020, selling an estimated $3.87M.
  • Plotkin Financial Advisors's ten largest holdings make up 60% of its $82.4M portfolio in Q1 2020.
  • Plotkin Financial Advisors opened 3 new positions and closed 14 in Q1 2020.
  • Plotkin Financial Advisors's portfolio value fell 23% quarter-over-quarter to $82.4M.

Based on Plotkin Financial Advisors's 13F filing for Q1 2020, filed 15 Nov 2024.