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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+1.57%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.25B
AUM Growth
-$25.4M
Cap. Flow
+$12.2M
Cap. Flow %
0.29%
Top 10 Hldgs %
16.34%
Holding
741
New
37
Increased
257
Reduced
342
Closed
37

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$29.8M
2
META icon
Meta Platforms (Facebook)
META
+$12.5M
3
AERI
Aerie Pharmaceuticals
AERI
+$10.4M
4
CME icon
CME Group
CME
+$10.1M
5
TVRD
Tvardi Therapeutics
TVRD
+$8.03M

Top Sells

Rank Stock Value
1
ARRY
Array Biopharma Inc
ARRY
+$38.8M
2
FNSR
Finisar Corp
FNSR
+$16.2M
3
LRCX icon
Lam Research
LRCX
+$11.3M
4
MRK icon
Merck
MRK
+$9.45M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.94M

Sector Composition

Rank Sector Weight
1 Technology 21.59%
2 Communication Services 12.14%
3 Industrials 11.8%
4 Healthcare 11.37%
5 Financials 8.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QEP
176
DELISTED
QEP RESOURCES, INC.
QEP
$6M 0.14%
1,620,289
-81,874
-5% -$390K
BID
177
DELISTED
Sotheby's
BID
$6M 0.14%
105,211
-122,914
-54% -$7.12M
BDX icon
178
Becton Dickinson
BDX
$46.4B
$5.98M 0.14%
24,224
-304
-1% -$75K
CYTK icon
179
Cytokinetics
CYTK
$10.6B
$5.91M 0.14%
519,571
-27,075
-5% -$340K
FEM icon
180
First Trust Emerging Markets AlphaDEX Fund
FEM
$717M
$5.84M 0.14%
247,998
-49,269
-17% -$1.19M
MNA icon
181
IQ ARB Merger Arbitrage ETF
MNA
$251M
$5.81M 0.14%
181,300
+9,420
+5% +$300K
PFG icon
182
Principal Financial Group
PFG
$24.3B
$5.76M 0.14%
100,864
+247
+0.2% +$13.9K
CL icon
183
Colgate-Palmolive
CL
$74.8B
$5.76M 0.14%
78,376
-204
-0.3% -$14.8K
HPR
184
DELISTED
HighPoint Resources Corporation
HPR
$5.72M 0.13%
71,895
+1,082
+2% +$75.3K
VGK icon
185
Vanguard FTSE Europe ETF
VGK
$30.1B
$5.71M 0.13%
106,556
-2,600
-2% -$139K
NEAR icon
186
iShares Short Maturity Bond ETF
NEAR
$4.82B
$5.65M 0.13%
112,215
+76,371
+213% +$3.84M
PTCT icon
187
PTC Therapeutics
PTCT
$6.18B
$5.56M 0.13%
164,418
-7,670
-4% -$334K
LHX icon
188
L3Harris
LHX
$55.4B
$5.42M 0.13%
25,971
-507
-2% -$104K
GS icon
189
Goldman Sachs
GS
$289B
$5.41M 0.13%
26,092
-149
-0.6% -$31.2K
RSP icon
190
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$5.33M 0.13%
49,287
+641
+1% +$68.8K
CF icon
191
CF Industries
CF
$19.6B
$5.27M 0.12%
107,033
-2,290
-2% -$111K
ES icon
192
Eversource Energy
ES
$28.1B
$5.23M 0.12%
61,237
-479
-0.8% -$38.1K
PLD icon
193
Prologis
PLD
$136B
$5.21M 0.12%
61,172
+36
+0.1% +$2.98K
DOW icon
194
Dow Inc
DOW
$22B
$5.2M 0.12%
109,064
-7,778
-7% -$364K
LLY icon
195
Eli Lilly
LLY
$1.08T
$5.17M 0.12%
46,186
+1,334
+3% +$149K
VO icon
196
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$5.12M 0.12%
122,184
+1,160
+1% +$48.5K
UCTT
197
Ultra Clean Holdings
UCTT
$3.12B
$5.08M 0.12%
347,239
-18,605
-5% -$258K
PM icon
198
Philip Morris
PM
$309B
$5.07M 0.12%
66,758
+133
+0.2% +$10.5K
IBB icon
199
iShares Biotechnology ETF
IBB
$9.45B
$5.05M 0.12%
50,749
-20,518
-29% -$2.15M
FDN icon
200
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.99B
$5M 0.12%
37,170
+4,155
+13% +$587K
6 7
8
9 10

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Pinnacle Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Pinnacle Associates held 741 positions worth $4.25B, down 0.6% from $4.27B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Pinnacle Associates's Q3 2019 filing shows 37 new, 257 increased, 342 reduced and 37 closed positions. Its largest new stake was Aerie Pharmaceuticals: 454,750 shares worth $8.74M. The largest sale was Array Biopharma Inc, an estimated $38.8M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 20% a quarter earlier, followed by Communication Services and Industrials.

  • Pinnacle Associates's largest Q3 2019 buy was Aerie Pharmaceuticals: 454,750 shares worth $8.74M.
  • Pinnacle Associates added most to Apple in Q3 2019, an estimated $29.8M increase.
  • Pinnacle Associates's biggest Q3 2019 reduction was Lam Research, cutting an estimated $11.3M.
  • Pinnacle Associates fully exited Array Biopharma Inc in Q3 2019, selling an estimated $38.8M.
  • Pinnacle Associates's ten largest holdings make up 16% of its $4.25B portfolio in Q3 2019.
  • Pinnacle Associates opened 37 new positions and closed 37 in Q3 2019.
  • Pinnacle Associates's portfolio value fell 0.6% quarter-over-quarter to $4.25B.

Based on Pinnacle Associates's 13F filing for Q3 2019, filed 8 Nov 2019.