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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+25.53%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.92B
AUM Growth
+$714M
Cap. Flow
-$137M
Cap. Flow %
-2.79%
Top 10 Hldgs %
19.76%
Holding
723
New
46
Increased
218
Reduced
364
Closed
20

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$13.8M
2
TLS icon
Telos
TLS
+$8.88M
3
MSGS icon
Madison Square Garden
MSGS
+$6.53M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.45M
5
RCL icon
Royal Caribbean
RCL
+$6.21M

Top Sells

Rank Stock Value
1
PLUG icon
Plug Power
PLUG
+$46M
2
LRCX icon
Lam Research
LRCX
+$18.3M
3
AAPL icon
Apple
AAPL
+$11.9M
4
QRVO icon
Qorvo
QRVO
+$4.97M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$3.84M

Sector Composition

Rank Sector Weight
1 Technology 25.69%
2 Healthcare 12.91%
3 Industrials 12.51%
4 Communication Services 9.4%
5 Consumer Discretionary 7.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.9T
$157M 3.18%
1,181,719
-99,323
-8% -$11.9M
PLUG icon
2
Plug Power
PLUG
$2.92B
$133M 2.7%
3,928,188
-2,031,575
-34% -$46M
JNJ icon
3
Johnson & Johnson
JNJ
$617B
$133M 2.69%
842,516
+93,493
+12% +$13.8M
MSFT icon
4
Microsoft
MSFT
$3.35T
$105M 2.14%
473,362
+8,773
+2% +$1.89M
QRVO icon
5
Qorvo
QRVO
$8.01B
$93.2M 1.89%
560,655
-33,763
-6% -$4.97M
LRCX icon
6
Lam Research
LRCX
$372B
$82.5M 1.68%
1,747,850
-434,910
-20% -$18.3M
VB icon
7
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$73.6M 1.49%
377,840
+2,998
+0.8% +$529K
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$69.6M 1.41%
186,053
-4,182
-2% -$1.48M
LITE icon
9
Lumentum
LITE
$53.9B
$63.3M 1.29%
668,229
-41,684
-6% -$3.59M
COHR icon
10
Coherent
COHR
$48.7B
$63M 1.28%
829,327
-49,876
-6% -$2.96M
SGEN
11
DELISTED
Seagen Inc. Common Stock
SGEN
$61.5M 1.25%
351,134
-20,617
-6% -$3.84M
CGNX icon
12
Cognex
CGNX
$10.4B
$57.2M 1.16%
712,331
-47,777
-6% -$3.47M
TRMB icon
13
Trimble
TRMB
$13.3B
$54.7M 1.11%
818,675
-51,710
-6% -$2.97M
BYD icon
14
Boyd Gaming
BYD
$6.47B
$54.4M 1.11%
1,268,608
-79,612
-6% -$2.93M
JPM icon
15
JPMorgan Chase
JPM
$933B
$52.9M 1.07%
416,595
-8,088
-2% -$904K
REGN icon
16
Regeneron Pharmaceuticals
REGN
$77.4B
$51.1M 1.04%
105,835
-4,885
-4% -$2.64M
AMZN icon
17
Amazon
AMZN
$2.53T
$51M 1.04%
313,200
-10,420
-3% -$1.66M
MTCH icon
18
Match Group
MTCH
$9.17B
$50.9M 1.03%
336,609
-22,608
-6% -$2.99M
AMBA icon
19
Ambarella
AMBA
$3.25B
$50.2M 1.02%
546,761
-35,324
-6% -$2.47M
DLR icon
20
Digital Realty Trust
DLR
$71.5B
$45.3M 0.92%
324,928
-24,947
-7% -$3.57M
RCL icon
21
Royal Caribbean
RCL
$86.1B
$44.6M 0.91%
597,454
+89,146
+18% +$6.21M
IRDM icon
22
Iridium Communications
IRDM
$5.05B
$44M 0.89%
1,119,465
-73,937
-6% -$2.32M
META icon
23
Meta Platforms (Facebook)
META
$1.37T
$43.3M 0.88%
158,644
-9,927
-6% -$2.72M
QQQ icon
24
Invesco QQQ Trust
QQQ
$450B
$43.3M 0.88%
137,859
+2,267
+2% +$666K
V icon
25
Visa
V
$673B
$42.8M 0.87%
195,804
-15,370
-7% -$3.15M
1
2 3 4 5

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Pinnacle Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Pinnacle Associates held 723 positions worth $4.92B, up 17% from $4.21B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Pinnacle Associates's Q4 2020 filing shows 46 new, 218 increased, 364 reduced and 20 closed positions. Its largest new stake was Telos: 372,190 shares worth $12.3M. The largest sale was Plug Power, an estimated $46M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Healthcare and Industrials.

  • Pinnacle Associates's largest Q4 2020 buy was Telos: 372,190 shares worth $12.3M.
  • Pinnacle Associates added most to Johnson & Johnson in Q4 2020, an estimated $13.8M increase.
  • Pinnacle Associates's biggest Q4 2020 reduction was Plug Power, cutting an estimated $46M.
  • Pinnacle Associates fully exited Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock in Q4 2020, selling an estimated $2.32M.
  • Pinnacle Associates's ten largest holdings make up 20% of its $4.92B portfolio in Q4 2020.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q4 2020.
  • Pinnacle Associates's portfolio value rose 17% quarter-over-quarter to $4.92B.

Based on Pinnacle Associates's 13F filing for Q4 2020, filed 26 Jan 2021.