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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
-1.14%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$5.42B
AUM Growth
-$106M
Cap. Flow
+$24M
Cap. Flow %
0.44%
Top 10 Hldgs %
17.48%
Holding
794
New
30
Increased
282
Reduced
334
Closed
33

Top Buys

Rank Stock Value
1
ARRY icon
Array Technologies
ARRY
+$9.31M
2
CRNC icon
Cerence
CRNC
+$8.53M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$7.58M
4
GLNG icon
Golar LNG
GLNG
+$7.46M
5
VZ icon
Verizon
VZ
+$7.42M

Top Sells

Rank Stock Value
1
T icon
AT&T
T
+$11.4M
2
MTCH icon
Match Group
MTCH
+$11.4M
3
AMBA icon
Ambarella
AMBA
+$9.02M
4
QRVO icon
Qorvo
QRVO
+$7.67M
5
CVS icon
CVS Health
CVS
+$7.42M

Sector Composition

Rank Sector Weight
1 Technology 24.89%
2 Healthcare 11.5%
3 Industrials 10.61%
4 Communication Services 8.83%
5 Consumer Discretionary 8.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.45T
$168M 3.09%
1,184,794
+7,971
+0.7% +$1.17M
JNJ icon
2
Johnson & Johnson
JNJ
$621B
$136M 2.51%
844,292
-596
-0.1% -$102K
MSFT icon
3
Microsoft
MSFT
$3.43T
$129M 2.39%
459,175
+6,745
+1% +$1.96M
VB icon
4
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$83.9M 1.55%
383,864
+726
+0.2% +$161K
QRVO icon
5
Qorvo
QRVO
$8B
$79.9M 1.47%
478,182
-41,292
-8% -$7.67M
LRCX icon
6
Lam Research
LRCX
$377B
$77.9M 1.44%
1,367,910
-40,600
-3% -$2.47M
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$789B
$76.7M 1.41%
178,620
-4,608
-3% -$2.03M
JPM icon
8
JPMorgan Chase
JPM
$938B
$66.6M 1.23%
407,112
+3,152
+0.8% +$494K
AMBA icon
9
Ambarella
AMBA
$3.81B
$66M 1.22%
424,104
-78,477
-16% -$9.02M
AMRS
10
DELISTED
Amyris Inc.
AMRS
$63.8M 1.18%
4,644,783
-15,525
-0.3% -$222K
BYD icon
11
Boyd Gaming
BYD
$6.38B
$63M 1.16%
995,687
-35,565
-3% -$2.11M
PRKS icon
12
United Parks & Resorts
PRKS
$2.09B
$61.8M 1.14%
1,117,015
-32,765
-3% -$1.65M
PLUG icon
13
Plug Power
PLUG
$2.86B
$60.6M 1.12%
2,373,088
-67,626
-3% -$1.81M
REGN icon
14
Regeneron Pharmaceuticals
REGN
$78.1B
$58.7M 1.08%
96,919
-2,462
-2% -$1.53M
SGEN
15
DELISTED
Seagen Inc. Common Stock
SGEN
$53.8M 0.99%
316,584
-6,632
-2% -$1.03M
AMZN icon
16
Amazon
AMZN
$2.92T
$53.7M 0.99%
326,740
+36,540
+13% +$6.3M
LITE icon
17
Lumentum
LITE
$56.6B
$52.5M 0.97%
628,092
-50,363
-7% -$4.22M
CONE
18
DELISTED
CyrusOne Inc Common Stock
CONE
$52M 0.96%
671,422
-34,003
-5% -$2.56M
CGNX icon
19
Cognex
CGNX
$10.9B
$50.7M 0.93%
631,872
-22,293
-3% -$1.92M
TRMB icon
20
Trimble
TRMB
$13.2B
$49.9M 0.92%
606,252
-22,440
-4% -$1.97M
META icon
21
Meta Platforms (Facebook)
META
$1.4T
$49M 0.9%
144,343
+540
+0.4% +$194K
RCL icon
22
Royal Caribbean
RCL
$85.2B
$48.3M 0.89%
542,620
-9,450
-2% -$764K
KSU
23
DELISTED
Kansas City Southern
KSU
$46.6M 0.86%
172,282
-5,139
-3% -$1.43M
GOOG icon
24
Alphabet (Google) Class C
GOOG
$4.34T
$45.6M 0.84%
342,500
-5,600
-2% -$772K
AQUA
25
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$45.6M 0.84%
1,213,326
-36,555
-3% -$1.32M
1
2 3 4 5

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Pinnacle Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Pinnacle Associates held 794 positions worth $5.42B, down 1.9% from $5.53B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates's Q3 2021 filing shows 30 new, 282 increased, 334 reduced and 33 closed positions. Its largest new stake was ProShares UltraPro QQQ: 50,504 shares worth $1.57M. The largest sale was AT&T, an estimated $11.4M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 25% a quarter earlier, followed by Healthcare and Industrials.

  • Pinnacle Associates's largest Q3 2021 buy was ProShares UltraPro QQQ: 50,504 shares worth $1.57M.
  • Pinnacle Associates added most to Array Technologies in Q3 2021, an estimated $9.31M increase.
  • Pinnacle Associates's biggest Q3 2021 reduction was AT&T, cutting an estimated $11.4M.
  • Pinnacle Associates fully exited Ventas in Q3 2021, selling an estimated $3.45M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $5.42B portfolio in Q3 2021.
  • Pinnacle Associates opened 30 new positions and closed 33 in Q3 2021.
  • Pinnacle Associates's portfolio value fell 1.9% quarter-over-quarter to $5.42B.

Based on Pinnacle Associates's 13F filing for Q3 2021, filed 19 Oct 2021.