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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
-14.92%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$3.87B
AUM Growth
-$946M
Cap. Flow
-$162M
Cap. Flow %
-4.17%
Top 10 Hldgs %
15.32%
Holding
746
New
42
Increased
188
Reduced
415
Closed
62

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$7.2M
2
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$5.75M
3
NXPI icon
NXP Semiconductors
NXPI
+$5.02M
4
COP icon
ConocoPhillips
COP
+$4.65M
5
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$4.63M

Top Sells

Rank Stock Value
1
IDTI
Integrated Device Technology I
IDTI
+$14.2M
2
WWE
World Wrestling Entertainment
WWE
+$11.2M
3
HP icon
Helmerich & Payne
HP
+$6.77M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$5.7M
5
SLB icon
SLB Ltd
SLB
+$5.37M

Sector Composition

Rank Sector Weight
1 Technology 19.09%
2 Healthcare 14.45%
3 Communication Services 12.04%
4 Industrials 11.04%
5 Financials 8.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCP
726
DELISTED
GCP Applied Technologies Inc.
GCP
– –
-7,802
Closed -$207K
CTT
727
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
– –
-62,850
Closed -$718K
MSGN
728
DELISTED
MSG Networks Inc.
MSGN
– –
-178,279
Closed -$4.6M
GWPH
729
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-1,525
Closed -$263K
WDR
730
DELISTED
Waddell & Reed Financial, Inc.
WDR
– –
-27,152
Closed -$575K
SRCI
731
DELISTED
SRC Energy Inc
SRCI
– –
-10,000
Closed -$89K
CRZO
732
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-7,950
Closed -$200K
STI
733
DELISTED
SunTrust Banks, Inc.
STI
– –
-4,227
Closed -$282K
ECYT
734
DELISTED
Endocyte, Inc. Common Stock
ECYT
– –
-14,000
Closed -$249K
ESRX
735
DELISTED
Express Scripts Holding Company
ESRX
– –
-11,689
Closed -$1.11M
BPK
736
DELISTED
Blackrock Muni 2018 Term Tr
BPK
– –
-18,335
Closed -$276K
OCLR
737
DELISTED
Oclaro Inc.
OCLR
– –
-32,225
Closed -$288K
AET
738
DELISTED
Aetna Inc
AET
– –
-1,817
Closed -$369K
PX
739
DELISTED
Praxair Inc
PX
– –
-3,634
Closed -$584K
PF
740
DELISTED
Pinnacle Foods, Inc.
PF
– –
-6,450
Closed -$418K
ETP
741
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-16,967
Closed -$378K
OIBR.C
742
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
– –
-34,090
Closed -$93K
ATVI
743
DELISTED
Activision Blizzard
ATVI
– –
-2,632
Closed -$219K
CBB
744
DELISTED
Cincinnati Bell Inc.
CBB
– –
-13,986
Closed -$223K
FTR
745
DELISTED
Frontier Communications Corp.
FTR
– –
-40,297
Closed -$262K
CY
746
DELISTED
Cypress Semiconductor
CY
– –
-13,204
Closed -$191K
26 27 28 29
30

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SIAU
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Pinnacle Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Pinnacle Associates held 746 positions worth $3.87B, down 20% from $4.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Pinnacle Associates withdrew a net $162M in Q4 2018, closing 62 positions and reducing 415 holdings. Its most notable exit was MSG Networks Inc., an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in First Trust Emerging Markets AlphaDEX Fund worth $5.6M.

  • Pinnacle Associates's largest Q4 2018 buy was First Trust Emerging Markets AlphaDEX Fund: 245,095 shares worth $5.6M.
  • Pinnacle Associates added most to iShares Russell 2000 Growth ETF in Q4 2018, an estimated $7.2M increase.
  • Pinnacle Associates's biggest Q4 2018 reduction was Integrated Device Technology I, cutting an estimated $14.2M.
  • Pinnacle Associates fully exited MSG Networks Inc. in Q4 2018, selling an estimated $4.6M.
  • Pinnacle Associates's ten largest holdings make up 15% of its $3.87B portfolio in Q4 2018.
  • Pinnacle Associates opened 42 new positions and closed 62 in Q4 2018.
  • Pinnacle Associates's portfolio value fell 20% quarter-over-quarter to $3.87B.

Based on Pinnacle Associates's 13F filing for Q4 2018, filed 5 Feb 2019.