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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
-14.92%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$3.87B
AUM Growth
-$946M
Cap. Flow
-$162M
Cap. Flow %
-4.17%
Top 10 Hldgs %
15.32%
Holding
746
New
42
Increased
188
Reduced
415
Closed
62

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$7.2M
2
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$5.75M
3
NXPI icon
NXP Semiconductors
NXPI
+$5.02M
4
COP icon
ConocoPhillips
COP
+$4.65M
5
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$4.63M

Top Sells

Rank Stock Value
1
IDTI
Integrated Device Technology I
IDTI
+$14.2M
2
WWE
World Wrestling Entertainment
WWE
+$11.2M
3
HP icon
Helmerich & Payne
HP
+$6.77M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$5.7M
5
SLB icon
SLB Ltd
SLB
+$5.37M

Sector Composition

Rank Sector Weight
1 Technology 19.09%
2 Healthcare 14.45%
3 Communication Services 12.04%
4 Industrials 11.04%
5 Financials 8.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRW
676
Saba Capital Income & Opportunities Fund
BRW
$342M
$64K ﹤0.01%
7,100
+114
+2% +$1.08K
OPK icon
677
Opko Health
OPK
$993M
$61K ﹤0.01%
20,100
-500
-2% -$1.7K
NTIP icon
678
Network-1 Technologies
NTIP
$37.3M
$53K ﹤0.01%
23,950
– –
GOGO icon
679
Gogo Inc
GOGO
$559M
$46K ﹤0.01%
+15,300
New +$76.4K
LYG icon
680
Lloyds Banking Group
LYG
$90.7B
$35K ﹤0.01%
13,784
+484
+4% +$1.38K
DWSN icon
681
Dawson Geophysical
DWSN
$143M
$34K ﹤0.01%
10,080
– –
MIND icon
682
MIND Technology
MIND
$45M
$28K ﹤0.01%
1,080
– –
VEON icon
683
VEON
VEON
$3.66B
$27K ﹤0.01%
453
-863
-66% -$58.2K
UEC icon
684
Uranium Energy
UEC
$4.82B
$17K ﹤0.01%
+13,980
New +$18.6K
ACGL icon
685
Arch Capital
ACGL
$34.5B
– –
-7,413
Closed -$221K
AKAM icon
686
Akamai
AKAM
$16.5B
– –
-3,405
Closed -$249K
BBY icon
687
Best Buy
BBY
$18.5B
– –
-3,544
Closed -$281K
BNS icon
688
Scotiabank
BNS
$107B
– –
-3,400
Closed -$203K
CHX
689
DELISTED
ChampionX
CHX
– –
-6,387
Closed -$278K
CPA icon
690
Copa Holdings
CPA
$5.8B
– –
-2,510
Closed -$200K
DWM icon
691
WisdomTree International Equity Fund
DWM
$681M
– –
-4,501
Closed -$239K
HLIT icon
692
Harmonic Inc
HLIT
$1.22B
– –
-25,796
Closed -$142K
MCHB
693
Mechanics Bancorp
MCHB
$3.68B
– –
-7,600
Closed -$201K
IAU icon
694
iShares Gold Trust
IAU
$63.8B
– –
-9,579
Closed -$219K
IWP icon
695
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
– –
-3,594
Closed -$244K
IWS icon
696
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
– –
-3,967
Closed -$358K
J icon
697
Jacobs Solutions
J
$15.7B
– –
-3,464
Closed -$219K
JHG
698
DELISTED
Janus Henderson
JHG
– –
-13,851
Closed -$373K
LEU icon
699
Centrus Energy
LEU
$3.48B
– –
-15,000
Closed -$40K
MEI icon
700
Methode Electronics
MEI
$486M
– –
-8,375
Closed -$303K
26 27
28
29 30

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IMCOOI
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PGFC
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WRCM
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SIAU
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BFM
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SF
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MAM
Magellan Asset Management Sydney, Australia $7.71B AUM 11.08% 1-Year Est. Return

Pinnacle Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Pinnacle Associates held 746 positions worth $3.87B, down 20% from $4.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Pinnacle Associates withdrew a net $162M in Q4 2018, closing 62 positions and reducing 415 holdings. Its most notable exit was MSG Networks Inc., an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in First Trust Emerging Markets AlphaDEX Fund worth $5.6M.

  • Pinnacle Associates's largest Q4 2018 buy was First Trust Emerging Markets AlphaDEX Fund: 245,095 shares worth $5.6M.
  • Pinnacle Associates added most to iShares Russell 2000 Growth ETF in Q4 2018, an estimated $7.2M increase.
  • Pinnacle Associates's biggest Q4 2018 reduction was Integrated Device Technology I, cutting an estimated $14.2M.
  • Pinnacle Associates fully exited MSG Networks Inc. in Q4 2018, selling an estimated $4.6M.
  • Pinnacle Associates's ten largest holdings make up 15% of its $3.87B portfolio in Q4 2018.
  • Pinnacle Associates opened 42 new positions and closed 62 in Q4 2018.
  • Pinnacle Associates's portfolio value fell 20% quarter-over-quarter to $3.87B.

Based on Pinnacle Associates's 13F filing for Q4 2018, filed 5 Feb 2019.