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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
-10.48%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.52B
AUM Growth
-$867M
Cap. Flow
-$209M
Cap. Flow %
-4.61%
Top 10 Hldgs %
20.61%
Holding
692
New
36
Increased
208
Reduced
363
Closed
48

Top Buys

Rank Stock Value
1
INFI
Infinity Pharmaceuticals, Inc.
INFI
+$12.4M
2
PTCT icon
PTC Therapeutics
PTCT
+$10.2M
3
DSX icon
Diana Shipping
DSX
+$9.44M
4
AMCX icon
AMC Global Media
AMCX
+$8.75M
5
TDS icon
Telephone and Data Systems
TDS
+$8.64M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$78.4M
2
MSGS icon
Madison Square Garden
MSGS
+$46.9M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$29.3M
4
RCL icon
Royal Caribbean
RCL
+$28.4M
5
HP icon
Helmerich & Payne
HP
+$12.5M

Sector Composition

Rank Sector Weight
1 Communication Services 15.57%
2 Healthcare 14.81%
3 Technology 14.05%
4 Industrials 13.05%
5 Consumer Discretionary 7.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMR icon
551
Nomura Holdings
NMR
$28.3B
$252K 0.01%
43,345
+460
+1% +$3.04K
TPL icon
552
Texas Pacific Land
TPL
$27.8B
$252K 0.01%
16,200
– –
SPSB icon
553
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$249K 0.01%
8,164
– –
TLT icon
554
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$247K 0.01%
2,000
– –
XLU icon
555
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$244K 0.01%
11,274
+900
+9% +$19.4K
ULQ
556
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$242K 0.01%
4,840
-460
-9% -$23K
RHT
557
DELISTED
Red Hat Inc
RHT
$241K 0.01%
3,350
-25
-0.7% -$1.88K
DGS icon
558
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
$237K 0.01%
6,660
-2,255
-25% -$87.1K
JEF icon
559
Jefferies Financial Group
JEF
$12.6B
$235K 0.01%
12,942
-2,748
-18% -$55.2K
AMFW
560
DELISTED
AMEC Foster Wheeler plc
AMFW
$235K 0.01%
21,601
-27,561
-56% -$337K
NBL
561
DELISTED
Noble Energy, Inc.
NBL
$233K 0.01%
7,722
-1,746
-18% -$60.1K
GHY
562
PGIM Global High Yield Fund
GHY
$478M
$232K 0.01%
16,846
-1,362
-7% -$19.7K
BRSL
563
Brightstar Lottery PLC
BRSL
$1.84B
$230K 0.01%
15,001
+14
+0.1% +$248
IWS icon
564
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$230K 0.01%
3,429
– –
PPG icon
565
PPG Industries
PPG
$24.6B
$227K 0.01%
2,592
-11,827
-82% -$1.2M
GAS
566
DELISTED
AGL Resources Inc
GAS
$227K 0.01%
+3,712
New +$199K
IP icon
567
International Paper
IP
$21.6B
$226K 0.01%
6,323
+65
+1% +$2.75K
IDTI
568
DELISTED
Integrated Device Technology I
IDTI
$226K 0.01%
11,150
-4,200
-27% -$82.2K
CPA icon
569
Copa Holdings
CPA
$5.76B
$225K 0.01%
5,374
+19
+0.4% +$1.2K
NTG
570
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$225K 0.01%
1,228
-9
-0.7% -$1.8K
MON
571
DELISTED
Monsanto Co
MON
$225K 0.01%
2,636
-1,552
-37% -$153K
GG
572
DELISTED
Goldcorp Inc
GG
$224K 0.01%
17,878
+20
+0.1% +$280
RY icon
573
Royal Bank of Canada
RY
$291B
$223K ﹤0.01%
+4,039
New +$230K
CBI
574
DELISTED
Chicago Bridge & Iron Nv
CBI
$222K ﹤0.01%
5,608
+35
+0.6% +$1.62K
INCY icon
575
Incyte
INCY
$24.2B
$221K ﹤0.01%
2,000
– –
21 22
23
24 25

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IMCOOI
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PGFC
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WRCM
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SIAU
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BFM
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SF
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MAM
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Pinnacle Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Pinnacle Associates held 692 positions worth $4.52B, down 16% from $5.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates withdrew a net $209M in Q3 2015, closing 48 positions and reducing 363 holdings. Its most notable exit was PALL CORP, an estimated $78.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 16% of assets, up from 15% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Pinnacle Associates opened a new position in Infinity Pharmaceuticals, Inc. worth $11.4M.

  • Pinnacle Associates's largest Q3 2015 buy was Infinity Pharmaceuticals, Inc.: 1,345,930 shares worth $11.4M.
  • Pinnacle Associates added most to Diana Shipping in Q3 2015, an estimated $9.44M increase.
  • Pinnacle Associates's biggest Q3 2015 reduction was Regeneron Pharmaceuticals, cutting an estimated $29.3M.
  • Pinnacle Associates fully exited PALL CORP in Q3 2015, selling an estimated $78.4M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.52B portfolio in Q3 2015.
  • Pinnacle Associates opened 36 new positions and closed 48 in Q3 2015.
  • Pinnacle Associates's portfolio value fell 16% quarter-over-quarter to $4.52B.

Based on Pinnacle Associates's 13F filing for Q3 2015, filed 10 Nov 2015.