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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
-14.92%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$3.87B
AUM Growth
-$946M
Cap. Flow
-$162M
Cap. Flow %
-4.17%
Top 10 Hldgs %
15.32%
Holding
746
New
42
Increased
188
Reduced
415
Closed
62

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$7.2M
2
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$5.75M
3
NXPI icon
NXP Semiconductors
NXPI
+$5.02M
4
COP icon
ConocoPhillips
COP
+$4.65M
5
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$4.63M

Top Sells

Rank Stock Value
1
IDTI
Integrated Device Technology I
IDTI
+$14.2M
2
WWE
World Wrestling Entertainment
WWE
+$11.2M
3
HP icon
Helmerich & Payne
HP
+$6.77M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$5.7M
5
SLB icon
SLB Ltd
SLB
+$5.37M

Sector Composition

Rank Sector Weight
1 Technology 19.09%
2 Healthcare 14.45%
3 Communication Services 12.04%
4 Industrials 11.04%
5 Financials 8.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALXN
376
DELISTED
Alexion Pharmaceuticals
ALXN
$1.13M 0.03%
11,600
+1,500
+15% +$177K
EES icon
377
WisdomTree US SmallCap Earnings Fund
EES
$720M
$1.1M 0.03%
34,475
+21,370
+163% +$762K
XLF icon
378
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$1.1M 0.03%
46,314
+3,389
+8% +$88K
CHKP icon
379
Check Point Software Technologies
CHKP
$14.3B
$1.1M 0.03%
10,700
+325
+3% +$35.7K
KYN icon
380
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$1.09M 0.03%
79,549
-21,170
-21% -$339K
CWB icon
381
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$1.08M 0.03%
23,036
+4,140
+22% +$208K
AEP icon
382
American Electric Power
AEP
$70.4B
$1.04M 0.03%
13,882
-714
-5% -$53.6K
KR icon
383
Kroger
KR
$36.7B
$1.03M 0.03%
37,473
-79
-0.2% -$2.29K
HDV
384
iShares Core High Dividend ETF
HDV
$14.7B
$1.03M 0.03%
61,020
+15,995
+36% +$284K
COF icon
385
Capital One
COF
$128B
$1.02M 0.03%
13,476
-75
-0.6% -$6.5K
KLAC icon
386
KLA
KLAC
$222B
$1.02M 0.03%
113,640
+19,400
+21% +$181K
MTB icon
387
M&T Bank
MTB
$36.3B
$1.01M 0.03%
7,083
-64
-0.9% -$10.2K
BTT icon
388
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$1.01M 0.03%
49,222
-525
-1% -$10.6K
GLD icon
389
SPDR Gold Trust
GLD
$131B
$1.01M 0.03%
8,328
+279
+3% +$32.4K
COHR
390
DELISTED
Coherent Inc
COHR
$998K 0.03%
9,440
-325
-3% -$41.7K
FRC
391
DELISTED
First Republic Bank
FRC
$991K 0.03%
11,409
-3,299
-22% -$301K
DAN icon
392
Dana Inc
DAN
$2.88B
$969K 0.03%
71,119
-6,221
-8% -$94.4K
DOV icon
393
Dover
DOV
$26.7B
$967K 0.03%
13,625
-150
-1% -$12.3K
NTR icon
394
Nutrien
NTR
$33.9B
$965K 0.02%
20,542
-543
-3% -$28.3K
CSX icon
395
CSX Corp
CSX
$94B
$964K 0.02%
46,569
-450
-1% -$10.3K
CME icon
396
CME Group
CME
$95.4B
$960K 0.02%
5,105
-750
-13% -$139K
TJX icon
397
TJX Companies
TJX
$179B
$956K 0.02%
21,369
+1,297
+6% +$65.5K
MMP
398
DELISTED
Magellan Midstream Partners, L.P.
MMP
$954K 0.02%
16,721
+230
+1% +$14.2K
GOOS
399
Canada Goose Holdings
GOOS
$903M
$942K 0.02%
21,545
-10,300
-32% -$574K
TXNM
400
TXNM Energy Inc
TXNM
$6.39B
$929K 0.02%
22,598
-500
-2% -$20.5K
14 15
16
17 18

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IMCOOI
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WRCM
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WF
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SIAU
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Pinnacle Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Pinnacle Associates held 746 positions worth $3.87B, down 20% from $4.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Pinnacle Associates withdrew a net $162M in Q4 2018, closing 62 positions and reducing 415 holdings. Its most notable exit was MSG Networks Inc., an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in First Trust Emerging Markets AlphaDEX Fund worth $5.6M.

  • Pinnacle Associates's largest Q4 2018 buy was First Trust Emerging Markets AlphaDEX Fund: 245,095 shares worth $5.6M.
  • Pinnacle Associates added most to iShares Russell 2000 Growth ETF in Q4 2018, an estimated $7.2M increase.
  • Pinnacle Associates's biggest Q4 2018 reduction was Integrated Device Technology I, cutting an estimated $14.2M.
  • Pinnacle Associates fully exited MSG Networks Inc. in Q4 2018, selling an estimated $4.6M.
  • Pinnacle Associates's ten largest holdings make up 15% of its $3.87B portfolio in Q4 2018.
  • Pinnacle Associates opened 42 new positions and closed 62 in Q4 2018.
  • Pinnacle Associates's portfolio value fell 20% quarter-over-quarter to $3.87B.

Based on Pinnacle Associates's 13F filing for Q4 2018, filed 5 Feb 2019.