Pinnacle Associates’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Pinnacle Associates’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$375K	Sell	22,005 -2,500	-10%	-$44.2K	﹤0.01%	742
2026 Q2	$438K	Hold	24,505	–	–	﹤0.01%	727
2026 Q1	$435K	Hold	24,505	–	–	0.01%	691
2025 Q4	$446K	Buy	+24,505	New	+$448K	0.01%	681
2023 Q4	–	Sell	-10,925	Closed	-$174K	–	825
2023 Q3	$174K	Sell	10,925 -650	-6%	-$10.5K	﹤0.01%	767
2023 Q2	$185K	Hold	11,575	–	–	﹤0.01%	767
2023 Q1	$185K	Hold	11,575	–	–	﹤0.01%	730
2022 Q4	$194K	Buy	+11,575	New	+$194K	﹤0.01%	715
2022 Q2	–	Sell	-10,175	Closed	-$194K	–	765
2022 Q1	$194K	Sell	10,175 -466	-4%	-$9.08K	﹤0.01%	758
2021 Q4	$216K	Buy	+10,641	New	+$217K	﹤0.01%	747

Other funds holding FPE

Magnus Financial Group New York $1.5B AUM 16.47% 1-Year Est. Return

Park National Corp Newark, Ohio $3.69B AUM 18.32% 1-Year Est. Return

Parkside Investments Deerfield, Illinois $879M AUM 20.03% 1-Year Est. Return

HCR Wealth Advisors Los Angeles, California $1.27B AUM 24.42% 1-Year Est. Return

Avidian Wealth Enterprises Houston, Texas $3.59B AUM 17.8% 1-Year Est. Return

Seros Financial Tempe, Arizona $197M AUM 16.57% 1-Year Est. Return

Quad-Cities Investment Group Davenport, Iowa $280M AUM 15.19% 1-Year Est. Return

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

Fifth Third Securities Cincinnati, Ohio $1.98B AUM 13.08% 1-Year Est. Return

Newman Dignan & Sheerar Inc Providence, Rhode Island $525M AUM 18.66% 1-Year Est. Return

Pinnacle Associates's FPE Position: Q3 2026 in Review

Pinnacle Associates reduced its First Trust Preferred Securities and Income ETF (FPE) stake by 10% in Q3 2026, selling an estimated $44.2K and leaving 22,005 shares worth $375K. The position accounts for ﹤0.01% of the portfolio, ranked #742.

Pinnacle Associates first reported a position in FPE in Q4 2021 and has held it in 10 quarters since. The position peaked at $446K in Q4 2025. 128 funds tracked by Wall St. Rank hold FPE as of Q3 2026.

Pinnacle Associates held 22,005 shares of First Trust Preferred Securities and Income ETF worth $375K as of Q3 2026.
Pinnacle Associates sold 2,500 First Trust Preferred Securities and Income ETF shares in Q3 2026, an estimated $44.2K.
First Trust Preferred Securities and Income ETF made up ﹤0.01% of Pinnacle Associates's portfolio in Q3 2026, its #742 holding.
Pinnacle Associates first reported a position in First Trust Preferred Securities and Income ETF in Q4 2021 and has held it in 10 quarters since.
Pinnacle Associates's First Trust Preferred Securities and Income ETF position peaked at $446K in Q4 2025.
128 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q3 2026.

Based on Pinnacle Associates's 13F filing for Q3 2026, filed 20 Oct 2026.