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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$290M
Cap. Flow
+$45.3M
Cap. Flow %
3.26%
Top 10 Hldgs %
31.7%
Holding
516
New
36
Increased
218
Reduced
177
Closed
21

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.44M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.33M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.34M
4
FSM icon
Fortuna Silver Mines
FSM
+$2.68M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.44M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.87M
2
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.84M
3
DMXU
Xtrackers Bloomberg Developed Markets ex US Equity ETF
DMXU
+$3.17M
4
BSM icon
Black Stone Minerals
BSM
+$2.66M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$2.08M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.38%
2 Technology 12.61%
3 Financials 6.89%
4 Healthcare 6.85%
5 Materials 4.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$803B
– –
0
– –
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$803B
$71.8M 5.17%
150,481
-10,935
-7% -$4.87M
AAPL icon
3
Apple
AAPL
$4.91T
$53.4M 3.84%
277,355
-10,332
-4% -$1.91M
FIXD icon
4
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.15B
$46.4M 3.34%
1,041,259
+101,658
+11% +$4.33M
MSFT icon
5
Microsoft
MSFT
$3.67T
$29M 2.09%
77,190
+6,067
+9% +$2.16M
AGO icon
6
Assured Guaranty
AGO
$3.09B
$22.5M 1.62%
301,071
-1,417
-0.5% -$93.6K
JAAA icon
7
Janus Henderson AAA CLO ETF
JAAA
$30.9B
$20.4M 1.47%
406,020
-877
-0.2% -$44K
FTSM icon
8
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$19.8M 1.43%
332,426
+41,001
+14% +$2.44M
FSM icon
9
Fortuna Silver Mines
FSM
$3.54B
$19.5M 1.4%
5,055,525
+802,284
+19% +$2.68M
QQQ icon
10
Invesco QQQ Trust
QQQ
$485B
$18.8M 1.35%
45,880
-2,414
-5% -$916K
FVD icon
11
First Trust Value Line Dividend Fund
FVD
$7.85B
$17.9M 1.29%
441,842
-89
-0% -$3.41K
AMZN icon
12
Amazon
AMZN
$2.74T
$16.4M 1.18%
108,173
-5,381
-5% -$754K
JNJ icon
13
Johnson & Johnson
JNJ
$651B
$16.1M 1.16%
102,847
+8,672
+9% +$1.33M
XOM icon
14
ExxonMobil
XOM
$672B
$15.5M 1.12%
155,039
+10,732
+7% +$1.13M
GOOG icon
15
Alphabet (Google) Class C
GOOG
$4.21T
$15.4M 1.11%
109,586
+6,966
+7% +$945K
NVDA icon
16
NVIDIA
NVDA
$5.37T
$15.2M 1.09%
306,790
+25,780
+9% +$1.19M
EQT icon
17
EQT Corp
EQT
$31.3B
$13.7M 0.99%
355,272
-2,982
-0.8% -$121K
PAAS icon
18
Pan American Silver
PAAS
$20.7B
$13.5M 0.97%
828,140
-105,490
-11% -$1.58M
IVV icon
19
iShares Core S&P 500 ETF
IVV
$843B
$12.7M 0.91%
26,601
+2,251
+9% +$1.01M
GOOGL icon
20
Alphabet (Google) Class A
GOOGL
$4.27T
$12.6M 0.9%
89,971
-44
-0% -$5.91K
KGC icon
21
Kinross Gold
KGC
$33.3B
$12.3M 0.88%
2,025,968
-149,986
-7% -$820K
SDVY icon
22
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.1B
$12M 0.86%
365,119
+152,053
+71% +$4.44M
SNPE icon
23
Xtrackers S&P 500 ESG ETF
SNPE
$2.9B
$11.9M 0.85%
272,573
-28,932
-10% -$1.18M
V icon
24
Visa
V
$691B
$11.4M 0.82%
43,784
+6,318
+17% +$1.56M
DIAL icon
25
Columbia Diversified Fixed Income Allocation ETF
DIAL
$389M
$10.6M 0.77%
589,021
+79,739
+16% +$1.37M
1
2 3 4 5

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Pine Valley Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Pine Valley Investments held 516 positions worth $1.39B, up 26% from $1.1B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pine Valley Investments deployed $45.3M of net new capital in Q4 2023, opening 36 new positions and adding to 218 existing holdings. Its largest new stake was Axon Enterprise: 8,201 shares worth $2.12M.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, up from 44% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.87M trimmed.

  • Pine Valley Investments's largest Q4 2023 buy was Axon Enterprise: 8,201 shares worth $2.12M.
  • Pine Valley Investments added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2023, an estimated $4.44M increase.
  • Pine Valley Investments's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.87M.
  • Pine Valley Investments fully exited Xtrackers Bloomberg Developed Markets ex US Equity ETF in Q4 2023, selling an estimated $3.17M.
  • Pine Valley Investments's ten largest holdings make up 32% of its $1.39B portfolio in Q4 2023.
  • Pine Valley Investments opened 36 new positions and closed 21 in Q4 2023.
  • Pine Valley Investments's portfolio value rose 26% quarter-over-quarter to $1.39B.

Based on Pine Valley Investments's 13F filing for Q4 2023, filed 12 Feb 2024.