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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+6.49%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$345M
Cap. Flow
+$245M
Cap. Flow %
23.98%
Top 10 Hldgs %
28.08%
Holding
434
New
109
Increased
205
Reduced
54
Closed
8

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$33.2M
2
AAPL icon
Apple
AAPL
+$13.9M
3
JNJ icon
Johnson & Johnson
JNJ
+$11.1M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.98M
5
MMM icon
3M
MMM
+$8.25M

Top Sells

Rank Stock Value
1
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$31.7M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$5.35M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.08M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.57M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.38M

Sector Composition

Rank Sector Weight
1 Technology 13.38%
2 Healthcare 7.68%
3 Financials 6.8%
4 Energy 5.12%
5 Materials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$70.8M 6.93%
159,165
-7,330
-4% -$3.08M
AAPL icon
2
Apple
AAPL
$4.54T
$50.5M 4.95%
260,580
+79,550
+44% +$13.9M
FIXD icon
3
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.25B
$36M 3.53%
815,049
+741,555
+1,009% +$33.2M
MSFT icon
4
Microsoft
MSFT
$3.62T
$22M 2.15%
64,550
+24,405
+61% +$7.65M
JAAA icon
5
Janus Henderson AAA CLO ETF
JAAA
$29.2B
$21.5M 2.11%
431,426
+5,360
+1% +$266K
FVD icon
6
First Trust Value Line Dividend Fund
FVD
$8.37B
$18M 1.76%
449,375
+3,704
+0.8% +$148K
QQQ icon
7
Invesco QQQ Trust
QQQ
$480B
$18M 1.76%
48,535
-7,639
-14% -$2.57M
FTSM icon
8
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$17.7M 1.73%
296,697
+150,657
+103% +$8.98M
AGO icon
9
Assured Guaranty
AGO
$3.66B
$16.9M 1.66%
302,896
+10
+0% +$531
JNJ icon
10
Johnson & Johnson
JNJ
$621B
$15.3M 1.5%
92,662
+68,845
+289% +$11.1M
EQT icon
11
EQT Corp
EQT
$32B
$15.3M 1.5%
371,965
-52,612
-12% -$1.86M
KGC icon
12
Kinross Gold
KGC
$30.5B
$15.1M 1.48%
3,158,537
-165,106
-5% -$824K
XOM icon
13
ExxonMobil
XOM
$628B
$13.6M 1.33%
126,919
+56,272
+80% +$6.14M
AMZN icon
14
Amazon
AMZN
$2.94T
$12.7M 1.24%
97,322
+10,259
+12% +$1.17M
SNPE icon
15
Xtrackers S&P 500 ESG ETF
SNPE
$2.73B
$12.6M 1.23%
309,367
-7,235
-2% -$278K
GOOG icon
16
Alphabet (Google) Class C
GOOG
$4.4T
$11.4M 1.12%
94,281
+55,583
+144% +$6.43M
FSM icon
17
Fortuna Silver Mines
FSM
$2.91B
$11.4M 1.11%
3,508,259
+306,619
+10% +$1.09M
NVDA icon
18
NVIDIA
NVDA
$5.31T
$11.3M 1.11%
266,950
+71,330
+36% +$2.37M
IVV icon
19
iShares Core S&P 500 ETF
IVV
$898B
$10.9M 1.07%
24,526
-1,170
-5% -$493K
GOOGL icon
20
Alphabet (Google) Class A
GOOGL
$4.43T
$10.6M 1.04%
88,607
+43,458
+96% +$5M
SPY icon
21
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$819B
– –
0
– –
BSM icon
22
Black Stone Minerals
BSM
$3.09B
$8.79M 0.86%
550,886
-500
-0.1% -$8K
RDVY icon
23
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$8.78M 0.86%
186,356
-933
-0.5% -$42.2K
TMO icon
24
Thermo Fisher Scientific
TMO
$214B
$8.23M 0.81%
15,779
+12,668
+407% +$6.84M
MMM icon
25
3M
MMM
$93.9B
$8.13M 0.8%
+97,159
New +$8.25M
1
2 3 4 5

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Pine Valley Investments's Q2 2023 Portfolio in Review

As of Q2 2023, Pine Valley Investments held 434 positions worth $1.02B, up 51% from $676M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Pine Valley Investments deployed $245M of net new capital in Q2 2023, opening 109 new positions and adding to 205 existing holdings. Its largest new stake was 3M: 97,159 shares worth $8.13M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Smith Unconstrained Bond ETF, an estimated $31.7M trimmed.

  • Pine Valley Investments's largest Q2 2023 buy was 3M: 97,159 shares worth $8.13M.
  • Pine Valley Investments added most to First Trust Smith Opportunistic Fixed Income ETF in Q2 2023, an estimated $33.2M increase.
  • Pine Valley Investments's biggest Q2 2023 reduction was First Trust Smith Unconstrained Bond ETF, cutting an estimated $31.7M.
  • Pine Valley Investments fully exited iShares Latin America 40 ETF in Q2 2023, selling an estimated $328K.
  • Pine Valley Investments's ten largest holdings make up 28% of its $1.02B portfolio in Q2 2023.
  • Pine Valley Investments opened 109 new positions and closed 8 in Q2 2023.
  • Pine Valley Investments's portfolio value rose 51% quarter-over-quarter to $1.02B.

Based on Pine Valley Investments's 13F filing for Q2 2023, filed 14 Aug 2023.