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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
-2.9%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
+$78.3M
Cap. Flow
+$95.5M
Cap. Flow %
8.69%
Top 10 Hldgs %
26.27%
Holding
504
New
70
Increased
260
Reduced
86
Closed
29

Top Buys

Rank Stock Value
1
PAAS icon
Pan American Silver
PAAS
+$7.39M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$5.4M
3
AAPL icon
Apple
AAPL
+$4.97M
4
XCEM icon
Columbia EM Core ex-China ETF
XCEM
+$3.54M
5
PBR icon
Petrobras
PBR
+$3M

Top Sells

Rank Stock Value
1
KGC icon
Kinross Gold
KGC
+$4.82M
2
BSM icon
Black Stone Minerals
BSM
+$3.79M
3
PSLV icon
Sprott Physical Silver Trust
PSLV
+$3.22M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.15M
5
PYPL icon
PayPal
PYPL
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 12.94%
2 Healthcare 7.69%
3 Financials 6.73%
4 Energy 5.47%
5 Materials 4.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$69.2M 6.3%
161,416
+2,251
+1% +$1M
AAPL icon
2
Apple
AAPL
$4.54T
$49.3M 4.48%
287,687
+27,107
+10% +$4.97M
FIXD icon
3
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.25B
$39.5M 3.59%
939,601
+124,552
+15% +$5.4M
MSFT icon
4
Microsoft
MSFT
$3.62T
$22.5M 2.04%
71,123
+6,573
+10% +$2.17M
JAAA icon
5
Janus Henderson AAA CLO ETF
JAAA
$29.2B
$20.5M 1.86%
406,897
-24,529
-6% -$1.23M
AGO icon
6
Assured Guaranty
AGO
$3.66B
$18.3M 1.67%
302,488
-408
-0.1% -$24.2K
SPY icon
7
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$819B
– –
0
– –
FTSM icon
8
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$17.4M 1.58%
291,425
-5,272
-2% -$314K
QQQ icon
9
Invesco QQQ Trust
QQQ
$480B
$17.3M 1.58%
48,294
-241
-0.5% -$89.4K
XOM icon
10
ExxonMobil
XOM
$628B
$17M 1.54%
144,307
+17,388
+14% +$1.91M
FVD icon
11
First Trust Value Line Dividend Fund
FVD
$8.37B
$16.5M 1.5%
441,931
-7,444
-2% -$294K
JNJ icon
12
Johnson & Johnson
JNJ
$621B
$14.7M 1.33%
94,175
+1,513
+2% +$250K
EQT icon
13
EQT Corp
EQT
$32B
$14.5M 1.32%
358,254
-13,711
-4% -$568K
AMZN icon
14
Amazon
AMZN
$2.94T
$14.4M 1.31%
113,554
+16,232
+17% +$2.18M
GOOG icon
15
Alphabet (Google) Class C
GOOG
$4.4T
$13.5M 1.23%
102,620
+8,339
+9% +$1.08M
PAAS icon
16
Pan American Silver
PAAS
$20.3B
$13.5M 1.23%
933,630
+472,231
+102% +$7.39M
NVDA icon
17
NVIDIA
NVDA
$5.31T
$12.2M 1.11%
281,010
+14,060
+5% +$630K
SNPE icon
18
Xtrackers S&P 500 ESG ETF
SNPE
$2.73B
$11.8M 1.07%
301,505
-7,862
-3% -$321K
GOOGL icon
19
Alphabet (Google) Class A
GOOGL
$4.43T
$11.8M 1.07%
90,015
+1,408
+2% +$182K
FSM icon
20
Fortuna Silver Mines
FSM
$2.91B
$11.6M 1.05%
4,253,241
+744,982
+21% +$2.34M
IVV icon
21
iShares Core S&P 500 ETF
IVV
$898B
$10.5M 0.96%
24,350
-176
-0.7% -$78.7K
KGC icon
22
Kinross Gold
KGC
$30.5B
$9.92M 0.9%
2,175,954
-982,583
-31% -$4.82M
V icon
23
Visa
V
$688B
$8.62M 0.78%
37,466
+3,516
+10% +$845K
DIAL icon
24
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
$8.57M 0.78%
509,282
+55,709
+12% +$965K
RDVY icon
25
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$8.54M 0.78%
185,831
-525
-0.3% -$25.1K
1
2 3 4 5

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Pine Valley Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Pine Valley Investments held 504 positions worth $1.1B, up 7.7% from $1.02B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Pine Valley Investments deployed $95.5M of net new capital in Q3 2023, opening 70 new positions and adding to 260 existing holdings. Its largest new stake was Columbia EM Core ex-China ETF: 124,239 shares worth $3.41M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Kinross Gold, an estimated $4.82M trimmed.

  • Pine Valley Investments's largest Q3 2023 buy was Columbia EM Core ex-China ETF: 124,239 shares worth $3.41M.
  • Pine Valley Investments added most to Pan American Silver in Q3 2023, an estimated $7.39M increase.
  • Pine Valley Investments's biggest Q3 2023 reduction was Kinross Gold, cutting an estimated $4.82M.
  • Pine Valley Investments fully exited Stanley Black & Decker in Q3 2023, selling an estimated $1.21M.
  • Pine Valley Investments's ten largest holdings make up 26% of its $1.1B portfolio in Q3 2023.
  • Pine Valley Investments opened 70 new positions and closed 29 in Q3 2023.
  • Pine Valley Investments's portfolio value rose 7.7% quarter-over-quarter to $1.1B.

Based on Pine Valley Investments's 13F filing for Q3 2023, filed 8 Nov 2023.