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PVI

Pine Valley Investments Portfolio holdings

AUM $2.53B
1-Year Est. Return 36.18%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+36.18%
3 Year Est. Return
+93.87%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$290M
Cap. Flow
+$42M
Cap. Flow %
3.02%
Top 10 Hldgs %
31.7%
Holding
516
New
36
Increased
218
Reduced
177
Closed
21

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.44M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.33M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.34M
4
FSM icon
Fortuna Silver Mines
FSM
+$2.68M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.44M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.87M
2
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$4.84M
3
EASG icon
Xtrackers MSCI EAFE ESG Leaders Equity ETF
EASG
+$3.17M
4
BSM icon
Black Stone Minerals
BSM
+$2.66M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 12.61%
2 Financials 6.89%
3 Healthcare 6.85%
4 Materials 4.74%
5 Industrials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJH icon
201
iShares Core S&P Mid-Cap ETF
IJH
$127B
$1.19M 0.09%
21,540
-65
-0.3% -$3.3K
AVUV icon
202
Avantis US Small Cap Value ETF
AVUV
$30.9B
$1.18M 0.08%
13,102
-60,503
-82% -$4.84M
NSC icon
203
Norfolk Southern
NSC
$75.1B
$1.16M 0.08%
4,891
-1
-0% -$210
BA icon
204
PUT
Boeing
BA
$185B
– –
0
– –
AXP icon
205
American Express
AXP
$230B
$1.13M 0.08%
6,007
-886
-13% -$143K
PSX icon
206
Phillips 66
PSX
$81.4B
$1.12M 0.08%
8,410
-1,234
-13% -$147K
MA icon
207
Mastercard
MA
$493B
$1.1M 0.08%
2,589
-502
-16% -$202K
AKAM icon
208
Akamai
AKAM
$15.9B
$1.1M 0.08%
9,277
+1,062
+13% +$118K
IJR icon
209
iShares Core S&P Small-Cap ETF
IJR
$112B
$1.06M 0.08%
9,810
-66
-0.7% -$6.36K
SCHM icon
210
Schwab US Mid-Cap ETF
SCHM
$15.1B
$1.03M 0.07%
40,833
+5,877
+17% +$135K
CCI icon
211
Crown Castle
CCI
$32.2B
$1.02M 0.07%
8,875
-5,341
-38% -$547K
RSP icon
212
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$1.02M 0.07%
6,449
+1,458
+29% +$212K
SLV icon
213
CALL
iShares Silver Trust
SLV
$30.7B
– –
0
– –
MDLZ icon
214
Mondelez International
MDLZ
$79.9B
$1.01M 0.07%
13,947
+1,035
+8% +$70.9K
MDT icon
215
Medtronic
MDT
$112B
$1.01M 0.07%
12,209
-2,072
-15% -$158K
MCK icon
216
McKesson
MCK
$101B
$1.01M 0.07%
2,171
-389
-15% -$177K
QTEC icon
217
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
$1M 0.07%
5,702
-486
-8% -$75.7K
NOBL icon
218
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$1M 0.07%
21,014
+7,244
+53% +$325K
URA icon
219
Global X Uranium ETF
URA
$6.22B
$988K 0.07%
35,433
+20,497
+137% +$562K
GLD icon
220
PUT
SPDR Gold Trust
GLD
$141B
– –
0
– –
COP icon
221
ConocoPhillips
COP
$141B
$953K 0.07%
8,209
+300
+4% +$35.1K
XLY icon
222
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$950K 0.07%
10,622
-3,766
-26% -$312K
XLK icon
223
State Street Technology Select Sector SPDR ETF
XLK
$124B
$941K 0.07%
9,782
+3,020
+45% +$269K
IBB icon
224
iShares Biotechnology ETF
IBB
$9.77B
$940K 0.07%
6,922
-1,148
-14% -$140K
SE icon
225
CALL
Sea Limited
SE
$69.5B
– –
0
– –
7 8
9
10 11

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Pine Valley Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Pine Valley Investments held 516 positions worth $1.39B, up 26% from $1.1B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Pine Valley Investments deployed $42M of net new capital in Q4 2023, opening 36 new positions and adding to 218 existing holdings. Its largest new stake was Axon Enterprise: 8,201 shares worth $2.12M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.87M trimmed.

  • Pine Valley Investments's largest Q4 2023 buy was Axon Enterprise: 8,201 shares worth $2.12M.
  • Pine Valley Investments added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2023, an estimated $4.44M increase.
  • Pine Valley Investments's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.87M.
  • Pine Valley Investments fully exited Xtrackers MSCI EAFE ESG Leaders Equity ETF in Q4 2023, selling an estimated $3.17M.
  • Pine Valley Investments's ten largest holdings make up 32% of its $1.39B portfolio in Q4 2023.
  • Pine Valley Investments opened 36 new positions and closed 21 in Q4 2023.
  • Pine Valley Investments's portfolio value rose 26% quarter-over-quarter to $1.39B.

Based on Pine Valley Investments's 13F filing for Q4 2023, filed 12 Feb 2024.